Senior Compliance Leader, Public Funds - Asset Management

WallStone Partners & Company Limited; Hong Kong; Sur place; HKD 1 016 000 - 1 216 000; Plein temps

Résumé du poste

WallStone Partners & Company Limited, a reputable asset management firm in Hong Kong, seeks a Senior Compliance Manager to lead public fund compliance. You will be the primary SFC contact for SFC-authorized/public funds and ensure adherence to UT Code and SFO requirements.

Responsibilities include regulatory liaison, post-authorization filings, Bloomberg AIM administration, and daily NAV/website compliance.

Qualifications

• Minimum 10 years of compliance experience in asset management.
• Experience dealing with SFC-authorized/public funds required.
• Proficient in bilingual communication (English & Chinese).

Responsabilités

• Regulatory liaison with SFC for ongoing compliance and submissions.
• Ensure UT Code and SFO compliance for public funds.
• Coordinate post-authorization filings and updates (annual reports, offering documents).
• Maintain Hong Kong presence to handle regulatory inquiries and investor matters.
• Administer Bloomberg AIM; manage authorization levels and trading restrictions.
• Oversee bilingual website updates and NAV publication for compliance.

Connaissances

Regulatory compliance

SFC liaison

Bilingual writing (EN/ZH)

Communication

Outils

Bloomberg AIM

Description du poste

WallStone Partners & Company Limited, a reputable asset management firm in Hong Kong, seeks a Senior Compliance Manager to lead public fund compliance. You will be the primary SFC contact for SFC-authorized/public funds and ensure adherence to UT Code and SFO requirements.

Responsibilities include regulatory liaison, post-authorization filings, Bloomberg AIM administration, and daily NAV/website compliance.