Senior CFD Compliance Lead | Fintech & Finance

EBC Tech Limited; Hong Kong; Sur place; HKD 600 000 - 900 000; Plein temps

Avantages offerts par ce poste

Competitive salary

Career development opportunities

International work environment

Pantry and snacks

Résumé du poste

EBC Tech Limited is seeking an experienced Compliance Officer in its Banking & Financial Services division. This full-time role based in Admiralty, Hong Kong, focuses on developing and overseeing compliance frameworks to protect the firm and its clients while supporting business objectives.

You will lead the compliance framework for CFDs, manage licenses, review marketing content and contracts, and advise senior management on regulatory matters.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, Economics, or a related discipline.
• 3–5 years of compliance experience in CFD, Brokerage, Forex, Securities, Fintech or related regulated industries.
• Strong knowledge of financial services regulations and licensing requirements.
• Experience managing regulatory licenses, examinations, audits, and regulator interactions.
• Hands-on experience reviewing marketing materials and advertising communications.
• Excellent written and verbal English and Chinese (Mandarin/Cantonese preferred).

Responsabilités

• Lead and oversee the compliance framework for the CFD business.
• Manage regulatory licenses, renewals, filings, and regulator correspondence.
• Review and approve marketing materials and promotional campaigns for regulatory compliance.
• Draft, review and negotiate contracts from a compliance perspective.
• Act as primary compliance advisor to senior management on regulatory matters.
• Develop and maintain policies, procedures, and monitoring programs.
• Handle regulatory inspections, audits, inquiries, and reporting obligations.
• Deliver compliance training to employees and key stakeholders.
• Liaise with regulators, external counsel, and industry bodies.

Connaissances

Compliance management

AML/KYC

Regulatory knowledge

Contract review

Stakeholder management

English & Chinese

Formation

Bachelor's degree (Law/Finance/Business/Economics)

Description du poste

EBC Tech Limited is seeking an experienced Compliance Officer in its Banking & Financial Services division. This full-time role based in Admiralty, Hong Kong, focuses on developing and overseeing compliance frameworks to protect the firm and its clients while supporting business objectives.

You will lead the compliance framework for CFDs, manage licenses, review marketing content and contracts, and advise senior management on regulatory matters.