Senior Compliance Architect — HK Institutional Markets

Victory Fintech Company Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

Victory Fintech Company Limited in Hong Kong is seeking a senior compliance professional to bridge regulatory requirements with business strategy. You will contribute to compliance design for new initiatives and develop core control frameworks.

You will work with the CCO, MICs, ROs, legal counsel and cross-functional teams on HK SFC requirements, AML/CFT, and regulatory filings, shaping policy and process across platforms.

Qualifications

• At least three years of compliance experience with a Hong Kong licensed securities broker, with a sound understanding of the SFC regulatory framework and the compliance requirements applicable to licensed securities firms.
• Hands-on experience in day-to-day compliance, compliance monitoring, policies and procedures, and supporting regulatory inspections or enquiries.
• Familiarity with Hong Kong's AML/CFT framework and institutional client KYC/KYB, EDD, sanctions screening, trade surveillance and suspicious transaction reporting.
• Willingness to contribute, learn proactively and gradually take on more responsibility in partnership with the CCO, MICs and ROs.

Responsibilities

• Support and help drive routine and ad hoc regulatory matters, coordinating with internal owners and external legal counsel; prepare regulatory materials and follow up on gap analyses, remediation actions and management responses.
• Work with the CCO, MICs and ROs on day-to-day SFC communications, responses to enquiries, regulatory filings and regulatory disclosure materials, taking on broader responsibility over time.
• Monitor regulatory developments in Hong Kong, assess their impact on licences, products, clients and operations, and translate them into clear, actionable internal plans.
• Provide practical compliance advice during the design of new products, client solutions, partnership models and operating processes, helping teams move faster within regulatory boundaries.

Job description

Victory Fintech Company Limited in Hong Kong is seeking a senior compliance professional to bridge regulatory requirements with business strategy. You will contribute to compliance design for new initiatives and develop core control frameworks.

You will work with the CCO, MICs, ROs, legal counsel and cross-functional teams on HK SFC requirements, AML/CFT, and regulatory filings, shaping policy and process across platforms.