Senior Advisory Compliance Manager

TD Bank - Hong Kong Branch; Hong Kong; Presencial; HKD 1.000.000 - 1.400.000; Jornada completa

Descripción de la vacante

TD Bank - Hong Kong Branch seeks a senior compliance professional to lead advisory activities, ensure regulatory alignment, and mitigate compliance risk across TD’s business lines in Asia. The role emphasizes proactive guidance, training, and cross-functional collaboration with risk, operations, and legal teams.

Ideal candidates bring 15+ years of experience, strong knowledge of equities and fixed income markets, and the ability to influence senior stakeholders while delivering timely regulatory

Formación

• Minimum of 15 years of demonstrated relevant experience in the industry.
• Knowledgeable of regulations and industry best practices.
• Solid understanding of equities markets with at least 5 years of product experience.
• In-depth knowledge of fixed income is preferred.
• Independent, self-starter skilled in identifying risks and managing stakeholders.

Responsabilidades

• Build and maintain relationships with the business, and support and control functions.
• Provide guidance to junior team members.
• Assess new proposals against laws, regulations, and exchange rules, coordinating with global teams.
• Advise on interpretation and implementation of new regulatory developments.
• Provide real-time advice on proposed transactions to the business.

Conocimientos

Compliance expertise

Regulatory knowledge

Stakeholder management

Training delivery

Advisory capabilities

Market knowledge

Descripción del empleo

TD Bank - Hong Kong Branch seeks a senior compliance professional to lead advisory activities, ensure regulatory alignment, and mitigate compliance risk across TD’s business lines in Asia. The role emphasizes proactive guidance, training, and cross-functional collaboration with risk, operations, and legal teams.

Ideal candidates bring 15+ years of experience, strong knowledge of equities and fixed income markets, and the ability to influence senior stakeholders while delivering timely regulatory