Senior AML Compliance & Advisory Leader

Tiger Brokers Hong Kong; Hong Kong; Sur place; HKD 600 000 - 900 000; Plein temps

Résumé du poste

Tiger Brokers Hong Kong is looking for a dedicated Compliance Officer to join our team. The role provides day-to-day AML compliance advisory to multiple business units, handles compliance-related projects, and supports business planning and processing.

This position requires over 5 years of experience in a sizeable SFC-regulated financial institution with solid AML advisory expertise. Key responsibilities include advising on CDD/EDD, reviewing money laundering risks, developing AML policies,

Qualifications

• Minimum 5 years of AML/Compliance experience in financial institutions.
• Solid knowledge of AMLO, SFC guidelines, and international AML standards.
• Experience in large financial institutions preferred, in AML advisory roles.
• Professional qualifications such as CAMS / AAMLP / CAMLP preferred.

Responsabilités

• Provide AML/CFT and sanctions advisory to business units on CDD, EDD, high-risk clients, PEPs, and ownership structures.
• Review and assess money laundering and terrorist financing risks for new products, services and client types.
• Assist in developing, reviewing, and enhancing AML/CFT policies and procedures.
• Support institutional risk assessments and related reporting.
• Deliver internal AML training to promote a strong compliance culture.
• Assist in handling regulatory queries and preparing materials for SFC inspections or reviews.
• Monitor regulatory developments (AMLO, SFC guidelines, FATF) and assess impact on the firm.

Connaissances

AML Advisory

Regulatory knowledge

Analytical skills

English & Chinese (Cantonese/Mandarin)

Formation

Bachelor's degree or above in Law/Finance

Description du poste

Tiger Brokers Hong Kong is looking for a dedicated Compliance Officer to join our team. The role provides day-to-day AML compliance advisory to multiple business units, handles compliance-related projects, and supports business planning and processing.

This position requires over 5 years of experience in a sizeable SFC-regulated financial institution with solid AML advisory expertise. Key responsibilities include advising on CDD/EDD, reviewing money laundering risks, developing AML policies,