Regulatory RO (Type 3): Compliance & Operations Lead

Acts Consulting Co. 毅知顧問公司; Hong Kong; On-site; HKD 670,000 - 1,339,000; Full time

Job summary

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a Responsible Officer (RO) for SFC Type 3 activities to supervise regulated activities and ensure compliance with SFC rules.

The candidate should hold a degree in banking and finance, have 3+ years of RO experience, possess hands-on management experience, and have excellent communication with fluency in English and Cantonese; Mandarin is a plus.

Qualifications

• RO with 3+ years of solid experience
• Degree in banking and finance or related disciplines
• Hands-on management experience in relevant products and regulations
• Excellent communication; fluent in English and Cantonese; Mandarin is a plus

Responsibilities

• Act as Responsible Officer to supervise all regulated activities and operations of the respective type of licensed business
• Ensure all activities comply with SFC rules and regulations of the respective type of licensed business
• Manage and supervise the operation team members
• Provide constructive advice to the management to improve the business operation

Skills

Communication skills

English proficiency

Cantonese fluency

Mandarin a plus

Education

Degree in banking and finance

RO experience 3+ years

Job description

Acts Consulting Co. 毅知顧問公司 in Hong Kong is seeking a Responsible Officer (RO) for SFC Type 3 activities to supervise regulated activities and ensure compliance with SFC rules.

The candidate should hold a degree in banking and finance, have 3+ years of RO experience, possess hands-on management experience, and have excellent communication with fluency in English and Cantonese; Mandarin is a plus.