Regulatory Compliance Specialist (HK)

Futu Securities International (Hong Kong) Limited; Hong Kong; On-site; HKD 420,000 - 720,000; Full time

Job summary

Futu Securities International (Hong Kong) Limited is seeking a proactive Compliance Officer for Business Compliance to oversee regulatory investigations and ensure ongoing adherence across the organization. You will conduct internal reviews, develop training programs, and update policies to meet SFC requirements, while coordinating with multiple departments.

Fluency in English and Chinese is preferred, Mandarin a plus.

Qualifications

• Bachelor’s degree in Business Administration, Risk Management, Law, or related field.
• Solid understanding of SFC rules and regulatory requirements.
• 3–5 years of compliance experience in financial institutions or professional services.

Responsibilities

• Handle regulatory investigations and surveys from regulators.
• Prepare internal training for various business departments.
• Conduct business reviews to ensure regulatory compliance.
• Provide research and advice on legal and compliance matters.
• Develop, review and update compliance policies and procedures.
• Manage other compliance tasks and ad hoc matters as assigned.

Skills

English & Chinese proficiency

Education

Bachelor’s degree in Business Administration, Risk Management, Law, or related field

Job description

Futu Securities International (Hong Kong) Limited is seeking a proactive Compliance Officer for Business Compliance to oversee regulatory investigations and ensure ongoing adherence across the organization. You will conduct internal reviews, develop training programs, and update policies to meet SFC requirements, while coordinating with multiple departments.

Fluency in English and Chinese is preferred, Mandarin a plus.