Private Banking Compliance & Policy Lead

Leadingnation

Hong Kong

On-site

HKD 500,000 - 900,000

Full time

8 days ago

Application generator

Stand out for this role — generate a tailored resume and cover letter in about a minute.

Get past ATS filters

Job summary

Leadingnation is seeking a Compliance Specialist for Private Banking and Wealth Management in Hong Kong. The role focuses on reviewing policies, ensuring regulatory compliance, and supporting audit processes with robust transaction sampling.

The ideal candidate has at least five years in banking, strong analytical skills, and fluency in English and Chinese. Proficiency in MS Office and effective time management are essential for handling multiple duties and large datasets.

Qualifications

Bachelor degree or above in Economics, Finance or related discipline.
Minimum 5 years in banking, ideally Private Banking/Wealth Mgmt.
Strong analytical ability and time management.
Fluent in English and Chinese (Mandarin) written and spoken.

Responsibilities

Review and revise policies related to Private Banking and Wealth Management and implement updates for regulatory compliance and best practices.
Oversee compliance supervision and transaction sampling for Private Banking and Wealth Management to ensure regulatory adherence.
Liaise between the organization and auditors, for internal and external audits and regulatory compliance.
Organize and conduct training sessions to educate staff about compliance requirements and ethical standards.
Execute ad hoc projects as directed by the department head.