Onboarding Specialist, Equity Derivatives & KYC

CITIC Securities International Company Limited

Hong Kong

On-site

HKD 520,000 - 760,000

Full time

4 days ago

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Job summary

CITIC Securities International Company Limited in Hong Kong is seeking a KYC/AML specialist to support client account opening within the Equity Derivatives Department. You will manage the KYC workflow, perform due diligence checks, and coordinate with internal teams to ensure compliance with AML/CFT regulations.

The role requires 4+ years in account-opening processes, strong English and Cantonese communication, and familiarity with screening systems.

Qualifications

4+ years of account-opening and related processes experience.
Degree holder in business/finance or related field.
Excellent communication in English and Cantonese (written and spoken).
Familiarity with name screening systems such as World-Check One is advantageous.
Knowledge of HK regulatory requirements including SFC for professional investors is desirable.

Responsibilities

Own end-to-end KYC workflow for client account opening.
Ensure onboarding complies with AML/CFT regulations and guidelines.
Liaise with Sales, Middle Office, Compliance, FATCA, and clients on KYC documentation.
Perform verification to ensure documents meet Customer Identification Program.
Escalate exceptions to COO EQD, Regional Head of AML or Group Head of Compliance as needed.
Maintain a current database of client information and vetting materials.
Coordinate with Legal, Credit and counterparties on ISDA/GMRA/GMSLA documentation.