Officer, Compliance

CLSA; Hong Kong; Sur place; HKD 300 000 - 550 000; Plein temps

Résumé du poste

CLSA in Hong Kong seeks a FATCA-CRS Compliance Specialist to maintain a robust regulatory framework and monitor client activity.

You will assist global and country strategies, provide training, review agreements, and handle high‑risk matters with data‑driven analysis.

Role requires English and Mandarin, a degree in finance or accounting, and at least 2 years of relevant experience.

Qualifications

• Degree or above in tax accounting, Finance, or related discipline.
• Minimum 2 years of experience in relevant field; FATCA/CRS exposure preferred.
• Ability to multi-task and meet deadlines in a high-pressure environment.
• Proficient in MS Office; Marekit knowledge is a plus.
• Strong English and Chinese (Mandarin) communication skills.
• Analytical mindset with the ability to analyze large data and identify risk attributes.

Responsabilités

• Support regulatory analysis and continuous monitoring to ensure complete compliance with FATCA obligations.
• Deliver targeted compliance training programs and ensure clear, effective communications for stakeholders.
• Provide proactive compliance advisory support to business teams and resolve client queries with accuracy and efficiency.
• Oversee self‑assessments, review legal agreements, and manage regulatory registrations along with periodic reviews.
• Support offshore teams in handling low‑risk cases while reviewing high‑risk, sensitive, or exceptional matters.
• Perform annual reporting analysis, submit required filings, and manage audits, inspections, and NPA assessments to ensure readiness.

Connaissances

Regulatory analysis

Training delivery

Stakeholder communication

Data analysis

Formation

Bachelor's degree in Tax Accounting / Finance

Outils

MS Office (Outlook/Word/Excel/PowerPoint)

Marekit

Description du poste

This position will work with the team to maintain a robust FATCA-CRS compliance framework, ensure efficient monitoring of clients and transactions, identification and timely reporting of irregularities/suspicions, ensure compliance with tax transparency regulations applicable to all the CSI Group entities and affiliates.

This role also needs to assist the global and country specific FATCA compliance strategy and policies, helps assess new products / services, provides training to all impacted departments, and handles exceptional issues.

Key Areas of Responsibilities

• Support regulatory analysis and continuous monitoring to ensure complete compliance with FATCA obligations.
• Deliver targeted compliance training programs and ensure clear, effective communications for stakeholders.
• Provide proactive compliance advisory support to business teams and resolve client queries with accuracy and efficiency.
• Oversee self‑assessments, review legal agreements, and manage regulatory registrations along with periodic reviews.
• Support offshore teams in handling low‑risk cases while reviewing high‑risk, sensitive, or exceptional matters.
• Perform annual reporting analysis, submit required filings, and manage audits, inspections, and NPA assessments to ensure readiness.

Requirements

• Degree or above in tax accounting, Finance, or related discipline.
• Minimum 2 years of experience in relevant field, exposure in FATCA CRS is highly preferred.
• Adapt to multi-tasking and meeting deadlines in high-pressure environment.
• Good knowledge in Tax, securities laws, operations, products and services and analytical skills with the ability to analyse large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately.
• Proficient in MS Office (Outlook/Word/Excel/PowerPoint), knowledge on Marekit will be an advantage.
• Articulate and able to demonstrate interest in working within FATCA-CRS.
• Self‑motivated, well‑organized and presented, independent and pleasant personality with good communication skills at all level.
• Good command of written and spoken English and Chinese (including Mandarin).