Manger/ Assistant Vice President, Internal Audit (Treasury Focus)

Shanghai Commercial Bank Ltd; Hong Kong; On-site; HKD 700,000 - 900,000; Full time

Job summary

Shanghai Commercial Bank Ltd is seeking an experienced internal audit professional to join our treasury-focused audit team in Hong Kong.

The role covers auditing treasury activities such as FX trading, money market, debt securities, and derivatives, and evaluating related risk management and regulatory compliance.

Qualifications

• Degree holder in Business, Accounting, Finance or related disciplines.
• CPA, CIA, FRM, ECF-TM qualifications advantageous.
• At least 5 years of internal audit, market risk or treasury operations experience in banking.
• Strong understanding of treasury products and valuation methods.
• Proficiency in written and spoken English and Chinese.

Responsibilities

• Plan and perform treasury-focused audit assignments.
• Identify risk areas and propose mitigations.
• Prepare audit reports with findings and recommendations.
• Follow up on audit recommendations to improve controls.
• Ensure timely, high-quality completion of assignments.
• Perform ad hoc reviews as needed.

Skills

Analytical mind

Risk controls sense

Communication skills

Problem solving

Education

Bachelor's degree in Business/Accounting/Finance

CPA/CIA/FRM/ECF-TM qualifications advantageous

Tools

FIS

Murex

Job description

Major Job Duties

• Plan and perform audit assignments specialized in treasury business activities (e.g. trading of FX, Money Market, Debt Securities and Derivatives, etc.), the related risk-management functions (e.g. Market Risk, Liquidity Risk, FX Risk, IRRBB, etc.) and regulatory compliance with HKMA SPMs and other relevant statutory requirements, to ascertain the risk management and internal control frameworks over treasury products, system and operations are adequate and effective
• Identify and assess key risk areas and propose solutions to mitigate potential risks
• Prepare audit reports with findings and recommendations.
• Follow up on and monitor the execution of audit recommendations to improve internal controls, operational efficiency, and risk management
• Ensure the audit assignments are completed on schedule and in good quality
• Perform ad hoc tasks or reviews as needed

Minimum Requirements

• Degree holder in Business, Accounting, Finance or related disciplines
• Holders of relevant professional qualifications in accountancy, internal audit, treasury and risk management, e.g. CPA, CIA, FRM, ECF-TM, etc. will be advantageous
• At least 5 years of internal audit, market risk management, or treasury operations experience in banking industry. Candidates from external audit with a focus on Financial Services will also be considered
• Strong understanding of treasury products, valuation methodologies, and treasury management systems (e.g. FIS, Murex, etc.)
• Independent with strong analytical mind and risk controls sense
• Strong communication and problem-solving skills
• Proficiency in written and spoken English and Chinese

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## More Job Information

Job Function

• 銀行 · 金融服務 - 一般 · 其他

Location

• 啟德

Employment Term

• 全職

Education

• 學士