Assistant Manager/ Manager, Internal Audit (Business)

Leadingnation; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

A leading financial institution in Hong Kong is looking for an experienced Audit Manager to oversee audit assignments across various banking services. The role encompasses planning audits, assessing risks, and ensuring compliance with regulations. Candidates should have at least 5 years of experience in audit within the banking sector, combined with strong analytical and project management skills. Proficiency in both English and Chinese is essential for this role, making it ideal for bilingual professionals.

Qualifications

• At least 5 years of internal or external audit experience in banking or financial services.
• Holders of relevant professional qualifications in accountancy/internal audit will be advantageous.
• Familiar with regulatory requirements and industry standards for banking products.

Responsibilities

• Plan and perform audit assignments on risk management and internal controls.
• Identify and assess key risk areas and propose mitigation strategies.
• Prepare reports with audit findings and recommendations.

Skills

Risk management

Analytical skills

Problem-solving skills

Interpersonal skills

Project management

Education

Degree in Business, Accounting, Banking and Finance or related disciplines

Job description

Major Job Duties

• Plan and perform audit assignments with objectives to ascertain the adequacy and effectiveness of risk management, internal controls, and regulatory compliance on various banking products, systems, and operations, etc. are properly in place, with particularly focus in wealth management business and general banking products / services, including investment and insurance products, securities trading, credit cards, remittances, etc.
• Identify and assess key risk areas and propose recommendation to mitigate potential risks
• Prepare reports with audit findings and recommendations
• Perform follow-up for proper implementation of audit recommendations
• Perform ad hoc tasks or reviews as needed

Minimum Requirements

• Degree holder in Business, Accounting, Banking and Finance or related disciplines
• Holders of relevant professional qualifications in accountancy/ internal audit related, e.g. CPA, CIA, will be advantageous
• At least 5 years of internal and/or external audit experience in banking or financial services industry
• Familiar with regulatory requirements and industry standards in respect to general banking products / services, as well as Type 1, 2, 4, 5 and 9 regulated activities
• Independent with strong analytical mind and risk controls sense
• Strong interpersonal, project management and problem-solving skills
• Proficiency in written and spoken English and Chinese

(Candidate with less experience will be considered as Assistant Manager.)

More Job Information

Job Function

• 銀行 · 金融服務 - 風險管理

Employment Term

• 全職

Education

• 學士