Manager, Securities Processing

Shanghai Commercial Bank Ltd; Hong Kong; On-site; HKD 60,000 - 84,000; Full time

Job summary

Shanghai Commercial Bank Ltd. is seeking an experienced Settlement Operations professional to manage daily settlements across Bonds, Structured Products, and other investment vehicles. You will respond to auditors/regulators, ensure policy compliance, and monitor HKMA/SFC rules with gap analyses.

The role also covers new product/system enhancements and UAT participation. The ideal candidate holds a Finance/Economics/Business degree with at least 5 years in settlement operations, and strong

Qualifications

• Degree holder in Finance, Economics, Business Administration or related disciplines.
• Minimum 5 years of experience in settlement operations of Bonds, Structured Products or other investment products.
• Knowledge of Treasury products (TARF, FX Options) is an advantage.
• Customer-focused, proven supervisory and communication skills.
• Attention to detail and able to work under pressure to meet tight deadline.
• Good command of spoken and written English and Chinese, proficiency in Putonghua is preferred.
• Proficient in MS Word, Excel and Chinese Word processing.

Responsibilities

• Manage daily trade settlement in Bonds, Structured Products including ELN, Unit Trust and other investment products.
• Handle enquiries from internal / external auditors and regulators for matters related to securities processing.
• Ensure all activities comply with the Bank’s policies and regulatory requirements.
• Keep abreast of HKMA / SFC’s regulatory requirements; draft preliminary review for new rules and regulations and perform gap analysis.
• Participate in new product or system enhancement projects including UAT.

Skills

Customer-focused

Supervisory skills

Communication skills

Attention to detail

English & Chinese

MS Word & Excel

Education

Bachelor's degree in Finance/Economics/Business

Tools

MS Word

Excel

Chinese Word Processing

Job description

Responsibilities:

• Manage daily trade settlement in Bonds, Structured Products including ELN, Unit Trust and other investment products.




• Handle enquiries from internal / external auditors and regulators for matters related to securities processing.




• Ensure all activities comply with the Bank’s policies and regulatory requirements.




• Keep abreast of HKMA / SFC’s regulatory requirements; draft preliminary review for new rules and regulations and perform gap analysis.




• Participate in new product or system enhancement projects including UAT.

Requirements:

• Degree holder in Finance, Economics, Business Administration or related disciplines.




• Minimum 5 years of experience in settlement operations of Bonds, Structured Products or other investment products.




• Knowledge of Treasury products (TARF, FX Options, etc) is an advantage.




• Customer-focused, proven supervisory and communication skills.




• Attention to detail and able to work under pressure to meet tight deadline.




• Good command of spoken and written English and Chinese, proficiency in Putonghua is preferred.




• Proficient in MS Word, Excel and Chinese Word processing.

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you.

We are an equal opportunity employer.

Applicants who are not contacted within8 weeksmay consider their application unsuccessful. Applications may be retained for24 monthsfor consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.

## More Job Information

Job Function

• 銀行 · 金融服務 - 投資服務

Employment Term

• 全職

Education

• 學士