Intermediaries Risk & Compliance Manager

Securities and Futures Commission (SFC); Hong Kong; On-site; HKD 1,200,000 - 1,600,000; Full time

Job summary

The Securities and Futures Commission (SFC) in Hong Kong seeks an experienced risk and supervision professional to oversee intermediaries' governance, financial resilience and operational controls, with emphasis on digital assets and fintech spaces.

You will monitor risk, assess regulatory breaches, and provide timely actions, drawing on deep industry experience in both buy- and sell-side institutions.

Qualifications

• 7+ years in risk or regulatory roles in top-tier financial institutions.
• Experience across sell-side and buy-side is preferred.
• Strong knowledge of financial markets, products and regulatory expectations.
• Excellent written and verbal communication in English and Chinese.

Responsibilities

• Monitor intermediaries' business conduct, risk and regulatory compliance continuously.
• Assess intermediaries' financial and operational resilience and identify breaches.
• Evaluate virtual asset service providers' business models and regulatory implications.
• Communicate regulatory expectations professionally to market participants.
• Identify market-wide risk issues and propose regulatory responses and policy ideas.
• Track global and local policy developments and assess impact on intermediaries.
• Gather market intelligence during volatility and advise senior management.

Skills

Regulatory risk

Risk control

Financial markets

English & Chinese

Job description

The Securities and Futures Commission (SFC) in Hong Kong seeks an experienced risk and supervision professional to oversee intermediaries' governance, financial resilience and operational controls, with emphasis on digital assets and fintech spaces.

You will monitor risk, assess regulatory breaches, and provide timely actions, drawing on deep industry experience in both buy- and sell-side institutions.