Hong Kong Compliance Leader – Regulatory & Risk

Capital Corporate Services Ltd; Hong Kong; Presencial; HKD 900.000 - 1.500.000; Jornada completa

Descripción de la vacante

Capital Group is seeking a Compliance Manager to oversee the regulatory compliance program for its Hong Kong operations, providing practical, risk-based guidance to business stakeholders.

The role requires deep knowledge of Hong Kong asset management regulations, strong stakeholder management, and the ability to translate complex rules into actionable policies. Fluency in English is essential, with Chinese reading capability preferred.

Formación

• University degree required; professional qualifications/certifications would be an advantage.
• Fluent in spoken and written English; proficiency in Chinese reading is required.
• Experience in financial services regulatory/compliance across asset management is preferred.

Responsabilidades

• Oversees Hong Kong regulatory compliance with internal policies and standards.
• Monitors regulatory developments affecting HK/China operations.
• Acts as primary Compliance contact for HK business stakeholders and advises on regulatory matters.
• Leads development and maintenance of compliance policies, procedures, and manuals.
• Supports escalation, reporting, and governance communications on regulatory issues.
• Provides senior support to DSM Compliance in distribution, sales, marketing and cross-border activities.
• Oversees regulatory filings, licensing obligations, and related obligations in HK/China.
• Leads regulatory inspections, reviews, inquiries, and information requests.
• Supports compliance matters in product development and ongoing operations.
• Performs additional responsibilities as assigned.

Conocimientos

Regulatory compliance

Stakeholder management

Analytical skills

Written and verbal communication

Cross-functional collaboration

Educación

University degree

Compliance certifications (advantage)

Descripción del empleo

Capital Group is seeking a Compliance Manager to oversee the regulatory compliance program for its Hong Kong operations, providing practical, risk-based guidance to business stakeholders.

The role requires deep knowledge of Hong Kong asset management regulations, strong stakeholder management, and the ability to translate complex rules into actionable policies. Fluency in English is essential, with Chinese reading capability preferred.