Fund Compliance Manager

Ten Asset Management Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Benefits offered by this job

Generous base salary and performance‑基

Comprehensive health and wellness

Professional development opportunities

Job summary

Ten Asset Management Limited seeks a seasoned Fund Compliance Manager to lead our funds' compliance and daily operations. The role requires fluency in Cantonese, English and Mandarin and deep knowledge of SFC regulations across Cayman funds and Hong Kong OFCs.

You will oversee AML/CFT/KYC processes, coordinate with external administrators, custodians, auditors and legal counsels, and drive fund-level compliance workflows while managing day-to-day fund operations in a fast-paced environment.

Qualifications

• Minimum 5 years of solid experience in asset management, fund operations, or middle/back-office functions.
• Deep knowledge of SFC regulations (FMCC, FRR, AML/CFT) and fund structures (Cayman SPC/LPs, HK OFCs).
• Fluency in Cantonese, English and Mandarin is required.

Responsibilities

• Lead end-to-end compliance for diverse fund structures (Cayman SPC/LPs, HK OFCs, LPs, PFMs).
• Review and clear fund documents to ensure alignment with SFC guidelines and international requirements.
• Oversee AML/CFT and KYC procedures for fund onboarding and investor due diligence.
• Coordinate with external fund administrators, custodians, auditors, and legal counsels to manage fund-level compliance workflows.
• Manage daily fund operations and liaise with fund administrators, prime brokers, and other service providers.

Skills

Fluent Cantonese, English, Mandarin

Strong communication skills

Attention to detail

Education

Bachelor's degree or above in Finance, Accounting, Business Administration, Law, or related disciplines

Job description

About the role

We are seeking a highly experienced Fund Compliance Manager to lead our growing asset management firm. In this pivotal role, you will manage the Fund's compliance and oversee the daily operations of funds, and should be in fluent Cantonese, English and Mandarin.

Key Responsibilities

• Strong compliance experience related to different type of funds.
• Lead and oversee the end-to-end compliance advisory and ongoing monitoring for various fund structures, including Cayman Islands Funds (Segregated Portfolio Companies - SPCs, Standalone Funds, Limited Partnerships), Hong Kong Open-ended Fund Companies (OFCs), LPs, and PFMs.
• Review and clear fund operational and offering documents (e.g., Private Placement Memorandums (PPM), Articles of Association, Subscription Agreements, IMA) to ensure full alignment with SFC guidelines and international regulatory requirements.
• Oversee anti-money laundering (AML), Counter-Financing of Terrorism (CFT), and Know Your Customer (KYC) procedures for fund onboardings, investor onboarding, and intermediary due diligence.
• Maintain ongoing coordination with external fund administrators, custodians, auditors, and legal counsels to manage fund-level compliance workflows.

Fund Management Operations

• Manage the daily operations of funds.
• Liaise extensively with fund administrators, prime brokers, legal counsels, custodian banks, auditors, and other third-party service providers.
• Review and update fund operational procedures to ensure strict adherence to the Private Placement Memorandum (PPM) and regulatory requirements.
• Coordinate and prepare the fund's annual audit with auditors and administrators, ensuring timely filing to the regulator.
• Prepare, review, and authorize fund payment instructions.
• Ad hoc tasks assigned by senior management.

Requirements

• Bachelor's degree or above in Finance, Accounting, Business Administration, Law, or related disciplines.
• Minimum of 5 years of solid experience in asset management, fund operations, or middle/back-office functions.
• Fund Expertise: In-depth hands-on knowledge and operational compliance experience across diverse fund vehicles, specifically Cayman Funds (SPC / LPs) and Hong Kong OFCs (Open-ended Fund Companies).
• Deep understanding of SFC regulations, including FMCC, FRR, and AML/CFT guidelines.
• Detail-oriented, highly responsible, and able to work under pressure in a fast-paced environment.
• Excellent communication skills; fluent in both spoken and written English and Mandarin is a MUST.
• Eligible to work in Hong Kong.

What we offer

At Ten Asset Management Limited, we pride ourselves on fostering a collaborative, innovative and supportive work environment. We offer a range of competitive benefits, including:

• Generous base salary and performance-based bonuses
• Comprehensive health and wellness benefits
• Opportunities for professional development and career advancement