Dealing Manager (Ref: 02002-DLM-JDB)

KGI Hong Kong Limited; Hong Kong; On-site; HKD 600,000 - 900,000; Full time

Job summary

KGI Hong Kong Limited is seeking a seasoned Dealing professional to manage client orders across HK and overseas markets, including bonds and structured products.

The role requires strong market knowledge, proactiveness, and compliance with guidelines; monitoring trading activities and preparing management reports.

Candidates with SFC Type 1 & 2 licenses and 5+ years in customer/dealing services will stand out.

Qualifications

• DSE graduates or above required.
• Experience in customer or dealing services in related industry beneficial.
• SFC Type 1 & 2 licenses holder or potential holder preferred.

Responsibilities

• Handle and execute client orders across HK and overseas listed markets, bonds and structured products.
• Monitor trading activities and related trading platforms.
• Execute client orders in compliance with guidelines set by sales management and regulations.
• Prepare dealing reports for the management team.
• Collaborate with internal and external parties on various projects.
• Assist with IPO subscriptions and prepare proposals for management.
• Support daily operations and administrative tasks of the dealing team.

Skills

Financial markets knowledge

Dealing experience

Communication skills

English proficiency

Putonghua

PC literate

Education

DSE or above

Job description

KGI* has been a leading financial institution in Asia since 1997. Our scope of business encompasses Wealth Management, Global Markets, Asset Management and Global Sales & Prime Services. We are committed to offering a comprehensive range of financial products and services to corporate, institutional, and individual clients throughout Asia. Backed by KGI Financial Group, we have a robust footprint in Asia, covering Taiwan, Hong Kong, Singapore, Indonesia, and Thailand^.

We are currently seeking a high caliber professional to join our Dealing team.

Responsibilities

Responsible for handling and execute client orders (HK and Overseas listed markets, Bonds and Structured Products)

Monitor trading activities and related trading platforms

Execute client’s order on credit risk based in complying with the guidelines set by the sales management and required rules & regulations

Prepare the dealing report to the management team

Collaborate with internal and external parties for different projects

Responsible for IPO subscriptions and prepare proposal to management

Assist in monitoring daily operation of dealing team and administrative tasks

Requirements

DSE graduates or above

Minimum of 5 years of experience in customer/dealing services in related industry

Holder or potential holder of SFC Type 1 & 2 licenses

Experiences in working with overseas listed futures & equity is a plus

Holder of VATP license preferred

Familiar with financial market environment and work process

Sound knowledge of Hong Kong stocks market

Good communication skills and must be PC literate and sensitive to numbers

Proficiency in written and spoken English, Chinese and Putonghua

(Personal data collected will be used for recruitment purpose only.)

*KGI refers to KGI Asia Limited and its affiliates

^an investee enterprise of KGI Securities, not a subsidiary