Dealer(Type 1 RO , MIC)

Michael Page International (HK) Ltd; Hong Kong; On-site; HKD 540,000 - 660,000; Full time

Benefits offered by this job

Competitive salary

Hong Kong location

Growth opportunities

Collaborative environment

Job summary

Michael Page International (HK) Ltd in Hong Kong seeks a Dealer (Type 1 RO, MIC) to execute trades and manage activities while ensuring Type 1 regulatory compliance and strong client relationships.

The role requires monitoring markets, producing performance reports, and collaborating with internal teams to enhance trading strategies, with a focus on risk controls and regulatory adherence.

Qualifications

• Experience in trading across financial instruments and strong regulatory understanding.
• Ability to assess and manage trading risks.
• Proven ability to build and maintain client and counterparty relationships.

Responsibilities

• Executing trades and managing trading activities across a variety of financial instruments.
• Ensuring compliance with Type 1 regulatory requirements and company policies.
• Monitoring market trends and providing insights to support trading decisions.
• Maintaining strong relationships with clients and counterparties.
• Preparing reports and analysis related to trading performance and market updates.
• Collaborating with internal teams to enhance trading strategies and processes.
• Overseeing risk management measures to minimize financial exposure.
• Acting as the Manager-in-Charge (MIC) for trading activities, ensuring adherence to local regulations in Hong Kong.

Skills

Trading experience

Regulatory compliance

Client relationship management

Risk assessment

Market analysis

Team collaboration

Education

Professional qualifications for Type 1 regulated activities

Job description

As a Dealer (Type 1 RO, MIC), your main responsibilities will include:

• Executing trades and managing trading activities across a variety of financial instruments.
• Ensuring compliance with Type 1 regulatory requirements and company policies.
• Monitoring market trends and providing insights to support trading decisions.
• Maintaining strong relationships with clients and counterparties.
• Preparing reports and analysis related to trading performance and market updates.
• Collaborating with internal teams to enhance trading strategies and processes.
• Overseeing risk management measures to minimize financial exposure.
• Acting as the Manager-in-Charge (MIC) for trading activities, ensuring adherence to local regulations in Hong Kong.

As a Dealer (Type 1 RO, MIC), your main responsibilities will include:

• Executing trades and managing trading activities across a variety of financial instruments.
• Ensuring compliance with Type 1 regulatory requirements and company policies.
• Monitoring market trends and providing insights to support trading decisions.
• Maintaining strong relationships with clients and counterparties.
• Preparing reports and analysis related to trading performance and market updates.
• Collaborating with internal teams to enhance trading strategies and processes.
• Overseeing risk management measures to minimize financial exposure.
• Acting as the Manager-in-Charge (MIC) for trading activities, ensuring adherence to local regulations in Hong Kong.

A boutique brokerage and advisory platformThe group has become one of the leading alternative specialist in the region

A successful Dealer (Type 1 RO, MIC) should have:

• A strong background in banking and financial services, particularly in trading and compliance.
• Professional qualifications relevant to Type 1 regulated activities in Hong Kong.
• Proven expertise in managing trading operations and risk assessment.
• Excellent understanding of financial regulations and markets in Hong Kong.
• Strong analytical and decision-making skills.
• The ability to work collaboratively and communicate effectively with diverse teams.

The company is a well-established organization within the financial services industry, known for its professional approach and strong market presence. Operating as a medium-sized firm, it provides comprehensive financial solutions to its clients.

• Competitive annual salary ranging from HKD 540000 to HKD 660000.
• Opportunities to grow within the financial services industry.
• Collaborative work environment in a medium-sized, professional organization.
• Convenient Hong Kong location with access to modern office facilities.