Compliance VP - PE Firm

Michael Page International (Hong Kong) Limited; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

Michael Page International (Hong Kong) Limited seeks a Compliance Officer for a leading buyside asset management firm in Hong Kong. You will monitor and ensure compliance with local regulations, develop frameworks, and provide advisory support across the business.

The ideal candidate has 7-10 years buyside compliance experience, preferably from PE, with strong regulatory knowledge and excellent communication skills. The role includes regulatory filings, training, and risk assessments.

Qualifications

• Bachelor degree required.
• 7-10 years of buyside compliance experience, preferably from PE Fund.
• Strong understanding of regulatory requirements within the financial services industry.
• Proven experience in compliance, risk management, or a related field.
• Solid analytical and problem-solving skills.
• Excellent communication and interpersonal abilities.
• Attention to detail and a methodical approach to tasks.

Responsibilities

• Monitoring and ensuring compliance with local regulatory requirements and internal policies.
• Developing and implementing compliance frameworks and procedures.
• Conducting regular compliance reviews and risk assessments.
• Providing advisory support to business units on compliance-related matters.
• Preparing and submitting regulatory filings and reports.
• Delivering training sessions to promote compliance awareness across the organisation.
• Investigating and addressing potential compliance breaches.
• Keeping updated on regulatory changes and advising on their implications.

Skills

Buyside compliance

Regulatory knowledge

Analytical skills

Communication skills

Attention to detail

Education

Bachelor Degree

Job description

• Looking for strong Private Equity Firm Background !
• Looking for strong buyside compliance experience !

About Our Client

My client is a leading alternative asset management firm across private equity and hedge funds. They have over 100 staff in their Hong Kong office and are continuously expanding.

Job Description

As a Compliance Officer, your main responsibilities will include:

• Monitoring and ensuring compliance with local regulatory requirements and internal policies.
• Developing and implementing compliance frameworks and procedures.
• Conducting regular compliance reviews and risk assessments.
• Providing advisory support to business units on compliance-related matters.
• Preparing and submitting regulatory filings and reports.
• Delivering training sessions to promote compliance awareness across the organisation.
• Investigating and addressing potential compliance breaches.
• Keeping updated on regulatory changes and advising on their implications.

The Successful Applicant

A successful Compliance Officer should have:

• Bachelor Degree
• 7-10 years of buyside compliance experience preferably from PE Fund
• A strong understanding of regulatory requirements within the financial services industry.
• Proven experience in compliance, risk management, or a related field.
• Solid analytical and problem-solving skills.
• Excellent communication and interpersonal abilities.
• Attention to detail and a methodical approach to tasks.

What's on Offer

• Competitive annual salary
• work for a leading buyside firm
• Additional benefits as part of the package.