Compliance VP - PE Firm

Michael Page International (HK) Ltd; Hong Kong; On-site; HKD 700,000 - 1,000,000; Full time

Benefits offered by this job

Additional benefits

Job summary

Michael Page International (HK) Ltd is seeking a Compliance Officer in Hong Kong to oversee local regulatory adherence, develop compliance frameworks, and conduct risk assessments. The role involves advisory support to business units, regulatory filings, and ongoing training to promote compliance across the organization.

The successful candidate should possess a Bachelor Degree and 7–10 years of buyside compliance experience, preferably from a PE fund, with strong regulatory knowledge and

Qualifications

• Bachelor Degree or equivalent in a related field.
• 7–10 years of buyside compliance experience, preferably from PE Fund.
• Strong understanding of regulatory requirements within financial services.
• Proven experience in compliance, risk management, or related field.
• Solid analytical and problem-solving abilities.
• Excellent communication and interpersonal skills.
• Attention to detail and a methodical approach to tasks.

Responsibilities

• Monitoring and ensuring compliance with local regulatory requirements and internal policies.
• Developing and implementing compliance frameworks and procedures.
• Conducting regular compliance reviews and risk assessments.
• Providing advisory support to business units on compliance-related matters.
• Preparing and submitting regulatory filings and reports.
• Delivering training sessions to promote compliance awareness across the organisation.
• Investigating and addressing potential compliance breaches.
• Keeping updated on regulatory changes and advising on their implications.

Skills

Buyside compliance

Regulatory knowledge

Analytical skills

Communication

Detail-oriented

Education

Bachelor Degree

Job description

As a Compliance Officer, your main responsibilities will include:

• Monitoring and ensuring compliance with local regulatory requirements and internal policies.
• Developing and implementing compliance frameworks and procedures.
• Conducting regular compliance reviews and risk assessments.
• Providing advisory support to business units on compliance-related matters.
• Preparing and submitting regulatory filings and reports.
• Delivering training sessions to promote compliance awareness across the organisation.
• Investigating and addressing potential compliance breaches.
• Keeping updated on regulatory changes and advising on their implications.

As a Compliance Officer, your main responsibilities will include:

• Monitoring and ensuring compliance with local regulatory requirements and internal policies.
• Developing and implementing compliance frameworks and procedures.
• Conducting regular compliance reviews and risk assessments.
• Providing advisory support to business units on compliance-related matters.
• Preparing and submitting regulatory filings and reports.
• Delivering training sessions to promote compliance awareness across the organisation.
• Investigating and addressing potential compliance breaches.
• Keeping updated on regulatory changes and advising on their implications.

Looking for strong Private Equity Firm Background !Looking for strong buyside compliance experience !

A successful Compliance Officer should have:

• Bachelor Degree
• 7-10 years of buyside compliance experience preferably from PE Fund
• A strong understanding of regulatory requirements within the financial services industry.
• Proven experience in compliance, risk management, or a related field.
• Solid analytical and problem-solving skills.
• Excellent communication and interpersonal abilities.
• Attention to detail and a methodical approach to tasks.

My client is a leading alternative asset management firm across private equity and hedge funds. They have over 100 staff in their Hong Kong office and are continuously expanding.

• Competitive annual salary
• work for a leading buyside firm
• Additional benefits as part of the package.