Compliance Officer (MJ000066)

LianLian; Hong Kong; Sur place; HKD 900 000 - 1 500 000; Plein temps

Résumé du poste

LianLian is seeking a seasoned compliance leader in Hong Kong to develop and refine AML/CFT policies and ensure timely reporting of suspicious activities to the JFIU. The role requires deep regulatory knowledge, strong communication, and the ability to advise management on compliance matters.

The ideal candidate will have 8+ years in AML/CFT, familiarity with HK sanctions regimes, and proficiency in English, Chinese, and Mandarin. Strong analytical and independent-working skills are essential.

Qualifications

• Excellent communication, analytical and problem-solving abilities.
• Fluent in written and spoken English and Chinese; Mandarin needed.
• 8+ years in AML/CFT, AAMLP or CAMS would be a plus.
• Familiar with Hong Kong regulatory regime and sanctions programs.
• Sound knowledge of banking operations.

Responsabilités

• Develop, review and enhance company compliance, AML/CFT policies and procedures.
• Ensure timely reporting of suspicious transactions to JFIU or authorities.
• Advise management on compliance with laws and regulations.
• Implement and manage an effective compliance program aligning with regulatory requirements.
• Conduct regular AML/CFT assessments and updates for changes in products, services, customers, and geographies.

Connaissances

Communication skills

Analytical thinking

Problem solving

Fluent in English and Chinese

Mandarin fluency

Formation

Bachelor degree or above in Law/Finance

Outils

MSO operations

Description du poste

• Develop, review, and enhance company compliance, Anti-Money Laundering (AML), and Counter-Financing of Terrorism (CFT) policies and procedures.
• Ensuring timely reporting of suspicious transactions to the Joint Financial Intelligence Unit (JFIU) or other relevant authorities as required by law.
• Advise management on the company's compliance with laws and regulations.
• Implement and manage an effective compliance program to ensure the company's operations align with regulatory requirements and best practices.
• Conduct regular and adhoc compliance and AML/CFT assessments and updates to address emerging changes in product, service, customers, geographic locations and regulatory environments, etc.
• Develop and implement appropriate compliance and AML/CFT training scheme ensure all employees are educated on the latest regulations and processes.
• Create and manage effective action plans in response to audit discoveries and compliance violations, e.g. internal audit and IRA.
• Collaborate with the headquarters and overseas branches/subsidiaries to ensure global compliance standards are met and facilitate the sharing of best practices and compliance strategies across the organization.
• Arrange or regularly carry out review/audit upon company procedures, practices, and documents to identify potential weaknesses or risks.
• Prepare and present management information reports on compliance activities and issues and provide regular/adhoc updates to senior management on compliance status and key changes and risk areas.
• Manage any other compliance and regulatory matters in Hong Kong as required from time to time by related regulatory authorities, as well as coordinate other countries regarding those matters as required.

Requirements:

• Bachelor Degree or above in Law, Finance or other related disciplines
• 8 years+ experience in the AML/CFT industry, Holder of AAMLP or CAMS would be an advantage
• Familiarity with MSO operation will be preferred
• Familiar with Hong Kong regulatory regime as well as applicable financial sanction programmes
• Sound knowledge of banking operation
• Proficiency in both written and spoken English and Chinese; fluent in Mandarin
• Strong communication, analytical and problem-solving skills
• Flexible to work independently or in a team