Compliance Manager

BOC Group Life Assurance Company Limited; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Benefits offered by this job

5-day work week

Training opportunities

Attractive remuneration package

Job summary

BOC Group Life Assurance Company Limited is seeking an experienced compliance professional in Hong Kong to advise on regulatory issues relating to tied agents and to maintain market conduct programs. The role includes supporting business initiatives, organizing compliance training, and conducting reviews while liaising with regulators.

A/Bachelor degree in related fields and 8+ years of life insurance compliance experience are required.

Qualifications

• Bachelor degree in Law, Risk Management, Business Administration or related disciplines.
• Minimum 8 years relevant experience in life insurance compliance function with tied agents.
• Experience with Hong Kong regulatory frameworks and regulators preferred.
• Solid experience in distribution compliance, market conduct, and reviewing sales/marketing materials.
• Strong stakeholder management, negotiation, analytical and bilingual drafting skills.

Responsibilities

• Provide advisory services on regulatory compliance for sales and distribution of tied agents.
• Maintain and enhance compliance programs addressing market conduct, regulatory and internal guidelines.
• Support business initiatives and conduct compliance trainings.
• Review inquiries from regulators and coordinate with business units on responses.

Skills

Regulatory compliance

Tied agents

Market conduct

Stakeholder management

Bilingual drafting

Education

Bachelor degree in law or related disciplines

Job description

The incumbent is expected to provide advisory services to business units on regulatory compliance issues relating to sales and distribution of tied agents of insurance business and to maintain compliance programs addressing market conduct, regulatory and internal

guidelines including but not limited to sales and conduct risk related requirements.

In addition, the incumbent is also expected to provide support to business initiatives, cultivate compliance awareness of the company through organizing compliance training and compliance review programs, and work with business units on handling inquiries

from regulators.

Job Requirements:

• Bachelor Degree in Law, Risk Management, Business Administration or related disciplines.
• Minimum 8 years relevant experience in life insurance compliance function, with proven track record in handling compliance matters in relation to tied agents
• Working knowledge in Insurance Ordinance, Securities and Futures Ordinance and Mandatory Provident Fund Schemes Ordinance, good understanding of Hong Kong insurance regulatory framework and experience in dealing with regulators is preferred.
• Preference will be given to those with solid experience in distribution compliance, market conduct, sales and marketing materials review.
• Strong stakeholder management, negotiation, analytical and bilingual drafting skills
• Detail-minded, mature, confident, self-motivated, resilient and be able to work in fast paced environment.
• A good team player & be able to work proactively & independently.
• Proficient in spoken & written English & Chinese (Cantonese & Mandarin).

We offer 5-day work week, attractive remuneration package and excellent training & development opportunities.

(Data collected will be used for recruitment purpose only.)