Client Onboarding Analyst/Manager (KYC)

CNCB (Hong Kong) Investment Limited; Hong Kong; On-site; HKD 300,000 - 420,000; Full time

Job summary

CNCB (Hong Kong) Investment Limited seeks a Client Onboarding Analyst to manage onboarding, KYC/AML checks, and risk assessments for new and existing clients. You will coordinate with front office, compliance, and operations to ensure regulatory compliance.

The role requires 2–5 years in financial services, strong KYC/AML knowledge, and fluency in English, Mandarin and Cantonese. Immediate availability is preferred, with MS Office proficiency and regulatory reporting responsibilities.

Qualifications

• Degree in any relevant disciplines.
• 2-5 years’ experience in a financial services or brokerage.
• Strong knowledge of client onboarding, KYC and AML.
• Type 1 SFC license holder is highly preferred.
• Sell-side settlement or mutual fund transfer agency experience is a plus.
• Team player with excellent attitude; willing to take on multiple functions.
• Excellent command of written and spoken English, Mandarin and Cantonese.
• Proficiency in Microsoft Word/Excel/PowerPoint.
• Independent, self-motivated and good interpersonal skills.
• Immediately available is highly preferred.

Responsibilities

• Perform client on-boarding procedures and risk assessments.
• Conduct CDD, KYC, AML checks for new and existing clients.
• Conduct periodic regulatory reviews and remediation requests.
• Deliver FATCA/CRS filing monitoring and reporting.
• Data input and document management; maintain proper filing.
• Assist in system enhancement UAT and ad-hoc projects.

Skills

KYC/AML

Client onboarding

SFC Type 1 license

Multilingual (English, Mandarin, Canto

MS Word/Excel/PowerPoint

Education

Degree in any relevant disciplines

Tools

Microsoft Word

Microsoft Excel

PowerPoint

Job description

Work within the front office, compliance team and operation team, perform client on-boarding procedures, responsible for CDD, KYC, AML checks, and risk assessment for new and existing clients;

Conduct periodic review and remediation requests from regulatory perspective;

Maintain internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators;

Deliver reporting and FATCA/CRS filing monitoring;

Data input and maintenance, ensure all documents are properly filled and managed.

Assist in system enhancement UAT, ad-hoc tasks and projects as assigned from time to time.

Requirements

Degree in any relevant disciplines;

2-5 years' experience working in a financial services or brokerage firm, strong and in-depth knowledge of client onboarding process, KYC and AML, Type 1 SFC license holder is highly preferred;

Sell side settlement or mutual fund transfer agency experience is a plus.

A team player with excellent attitude, willing to take on multiple functions;

Excellent command of written and spoken English, Mandarin and Cantonese;

Proficiency in Microsoft Word / Excel / PowerPoint.

Independent, self-motivated and good interpersonal skills.

Immediately available is highly preferred.

Unlock job insights

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Your application will include the following questions:

• How many years' experience do you have as a Client Onboarding Analyst?
• Which of the following statements best describes your right to work in Hong Kong?
• What's your expected monthly basic salary?
• Which of the following languages are you fluent in?

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