Associate Compliance Consultant

CO FINANCIAL SERVICES LIMITED; Hong Kong; Vor Ort; HKD 300.000 - 420.000; Vollzeit

Benefits dieser Stelle

Group medical insurance

Zusammenfassung

ComplianceOne Consulting Limited in Hong Kong is seeking an Associate Compliance Consultant to support SFC licensing matters and client advisory services. The role reports to Senior Compliance Consultants and requires a proactive, meticulous learner with strong communication skills.

The ideal candidate has a finance/legal/commercial background, good English/Chinese, and readiness to work on regulatory AML guidelines.

Qualifikationen

• Fresh graduates or junior-level candidates welcome.
• Degree in Finance, Accounting, Economics, Law, Business Administration or related disciplines; relevant financial working experience is a plus.
• Strong thirst for knowledge, proactive attitude and excellent communication skills.
• Basic understanding of Hong Kong financial market, familiarity with SFC regulatory requirements and AML guidelines is preferred.
• Proficiency in written and spoken English, Chinese and Putonghua.
• Proficient in Microsoft Office (Excel, Word, PowerPoint).
• Smart, meticulous, self-motivated and eager to learn.

Aufgaben

• Handle SFC licensing matters;
• Provide advisory and consultancy service to clients who have engaged our Ongoing Compliance Support Service;
• Review and prepare operational procedures, policies, manuals, and other documents;
• Handle any other ad-hoc duties as required.

Kenntnisse

Communication skills

English proficiency

Chinese proficiency

Putonghua proficiency

MS Office

Ausbildung

Finance

Accounting

Economics

Law

Business Administration

Tools

Microsoft Office

Jobbeschreibung

Recruiting Position: Associate Compliance Consultant

Level: Junior to Middle Level

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Company Background

Greeting! ComplianceOne Consulting Limited ("ComplianceOne") is one of the most reputable consulting firms specializing in regulatory compliance from Hong Kong. In the past eight years, we have accumulated dozens of successful licensing cases under the regulatory regime of SFO and more than two hundred successful Money Service Operators (MSO) new license and license renewal cases. With an elite team of a dozen team members, we provide a board range of compliance services to different financial institutions in Hong Kong. You are also welcome to visit our website (www.complianceone.hk) for more information about us.

Currently, ComplianceOne is looking for a young and energetic members with a thrist for knowledge and success to join our professional team as an Associate Compliance Consultant . You will be reporting to our Senior Compliance Consultants directly.

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Key Responsibilities

Handle SFC licensing matters;

Provide advisory and consultancy service to clients who have engaged our Ongoing Compliance Support Service;

Review and prepare operational procedures, policies, manuals, and other documents;

Handle any other ad-hoc duties as required.

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Requirements

Fresh graduates or candidates with junior-level working experience are welcome;

Degree in Finance, Accounting, Economics, Law, Business Administration or related disciplines; relevant financial working experience is a plus;

Strong thirst for knowledge, proactive attitude and excellent communication skills;

Basic understanding of Hong Kong financial market, familiarity with SFC regulatory requirements and AML guidelines is preferred;

Proficiency in written and spoken English, Chinese and Putonghua;

Proficient in Microsoft Office (Excel, Word, PowerPoint);

Smart, meticulous, self-motivated and eager to learn.

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Remuneration Package

Attractive package to qualified candidate is offered;

Year-end discretionary bonus based on business performance;

Education allowance will be provided to enthusiastic employee;

Group medical insurance;

Annual body-check;

5 days a week, with 12+ days annual leave.

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Thank you!

Joyce Zhong

Recruitment Officer

ComplianceOne Consulting Limited

www.ComplianceOne.HK