Assistant Manager - Corporate Finance (Policy Team) (Ref.: SFC/AM/CF/PT/260807)

Securities and Futures Commission; Hong Kong; On-site; HKD 450,000 - 560,000; Full time

Job summary

Securities and Futures Commission is seeking an Assistant Manager in the Corporate Finance Division, Policy Team, to contribute to Hong Kong's listing policy development and regulatory work. The role involves research, analysis, and collaboration with divisions within the SFC and with HKEX, as well as interactions with overseas regulators such as IOSCO and the OECD.

The ideal candidate has a university degree (finance/economics/business/law) and at least 3 years' relevant experience in

Qualifications

• Strong research and analytical abilities.
• Clear and effective written and verbal communication.
• Familiarity with listing regulations and corporate governance.

Responsibilities

• Provide research and analysis for listing policy and regulatory work.
• Evaluate transactions involving listed companies with policy implications.
• Collaborate with other divisions of the SFC and with HKEX; engage with regulators and international bodies.

Skills

Research

Writing

Communication

Regulatory knowledge

Attention to detail

Integrity

Education

University degree in finance or related field

CFA (preferred)

Job description

Assistant Manager - Corporate Finance (Policy Team) (Ref.: SFC/AM/CF/PT/260807)

This is an excellent opportunity for you to join our professional team in the Corporate Finance Division of the SFC and contribute to the development of the Hong Kong securities market.

You will be involved in a broad range of listing policy and regulatory work, including:

developing rules and policies for the development of the Hong Kong listing market and the regulation of listed companies and market participants; and

evaluating transactions and applications involving listed companies that are novel, controversial or sensitive or that have policy or regulatory implications.

You will be responsible for providing research and analysis for the Corporate Finance Division to identify and analyse broader market trends and issues and assist with other listing policy and regulatory work.

You will work closely with other Divisions within the SFC as well as the Stock Exchange of Hong Kong. There will be opportunities to engage with overseas securities regulators and international organisations such as IOSCO and the OECD.

Requirements:

An ideal candidate should possess a university degree preferably in finance, economics, accounting, business or law and/or professional qualifications such as CFA.

At least 3 years of relevant working experience from securities and futures companies, investment banks, professional law or accounting firms or relevant regulatory bodies.

Good research, writing and communication skills.

Familiarity with the regulation of listed companies in Hong Kong or an overseas jurisdiction would be an advantage.

Inquisitive with a strong sense of responsibility and impeccable integrity.

We are an EQUAL OPPORTUNITY EMPLOYER.