Assistant Compliance Risk Manager (Hong Kong Branch)

Bank of China (Malaysia) Berhad; Hong Kong; On-site; HKD 520,000 - 760,000; Full time

Job summary

Bank of China (Hong Kong Branch) invites an Assistant Compliance Risk Manager to join our Hong Kong Branch. The role focuses on interpreting regulatory requirements, conducting gap analyses, and guiding branches in implementing compliance measures for risk management and AML controls.

The ideal candidate holds a Bachelor’s degree in a relevant field, at least 1 year of experience, and familiarity with risk management systems and regulatory expectations.

Qualifications

• Bachelor’s degree or above in Economics, Finance, Computer Science, Engineering, Quantitative Finance, Financial Engineering, Mathematics, or related fields.
• Minimum 1 year of relevant working experience.
• CFA, FRM, HKICPA or equivalent will be advantageous.
• Experience with risk management systems or data analysis is highly preferable.
• Knowledge of Global Financial Markets, Treasury Development, risk models and Basel regulatory requirements is an added advantage.
• Fluency in English and Chinese; Mandarin is required.

Responsibilities

• Liaise with regulators, interpret and analyze regulatory policies and rules, conduct gap analysis, and supervise branches in implementing the requirements.
• Assist superiors in formulating risk and compliance standards, plans and objectives, streamline compliance processes, and develop the compliance staffing and authorization system.
• Analyze data and indicators of market/interest/liquidity risks from systems (e.g., Murex, RM, Bloomberg, Reuters terminals) and accounting statements.
• Formulate and update AML/CTF policies and procedures; provide advice on AML-related matters.

Skills

Regulatory risk management

Data analysis

AML/CTF

Regulatory interpretation

Bilingual English/Chinese

Education

Bachelor's degree in Economics/Finance/CS/Engineering/Math

Tools

Murex

RM

Bloomberg

Reuters terminals

Job description

Assistant Compliance Risk Manager (Hong Kong Branch)

Job No.: 494223
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Bank Operations, Risk Management

Responsibilities:

• Liaise with regulators, interpret and analyze regulatory policies and rules, conduct gap analysis, and supervise branches in implementing the requirements.
• Based on the requirements of regulatory bodies and the management of the Branch, assist superiors in formulating risk and compliance standards, plans and objectives, streamline compliance processes, and develop the compliance staffing and authorization system.
• Analyze data and indicators of market/interest/liquidity risks from systems/platforms (e.g., Murex, RM, Bloomberg, Reuters terminals) and accounting statements.
• Formulate and update AML/CTF policies and procedures in light of the latest regulatory requirements and market practices. Provide advice to frontline and other relevant units on AML-related matters.

Requirements:

• Bachelor’s degree or above in Economics, Finance, Computer Science, Engineering, Quantitative Finance, Financial Engineering, Mathematics, or related fields.
• Minimum 1 year of relevant working experience.
• Professional qualifications in CFA, FRM, HKICPA or equivalent will be an advantage.
• Experience with risk management systems or data analysis is highly preferable.
• Knowledge of Global Financial Markets and Treasury Development, as well as risk models and Basel regulatory requirements, is an added advantage.
• Good command of both written and spoken English and Chinese. Mandarin peaking is required.

This position will be hired under Bank of China (Hong Kong Branch)

此崗位將由中國銀行(香港分行)直接聘任

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA),you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course.