APAC Compliance Lead: Data, DR&A & Trading

Leadingnation; Hong Kong; On-site; HKD 1,200,000 - 1,800,000; Full time

Job summary

Bloomberg’s APAC Compliance team in Hong Kong provides regulatory guidance across our products and services, focusing on Data, Research, and Analytics (DR&A). You will coordinate with business stakeholders, drive regulatory compliance, and support electronic trading initiatives in North APAC.

We seek a seasoned adviser with deep financial markets knowledge who can collaborate across teams, draft policies, and lead risk assessment processes.

Qualifications

• Minimum of 5 years of compliance experience in financial markets, data governance, or electronic trading.
• Experience drafting policies, procedures and regulatory reports for authorities or management.
• Strong understanding of financial regulations.
• Ability to work with diverse stakeholders in a fast-paced, tech-driven environment.
• Strong organizational, analytical and problem-solving skills.
• Excellent written and verbal English communication.
• Strong presentation skills with senior stakeholders.
• Mandarin or Korean fluency is a plus.

Responsibilities

• Develop collaborative relationships with regional Directors of Research, Editorial teams, Pricing Sales and Data Analysts covering DR&A areas.
• Advise on regulations for DR&A and data governance, helping implement into workflows.
• Provide compliance coverage for electronic trading services and products, including regulatory reporting and incident handling.
• Represent Compliance in major proposals and regulatory change initiatives.
• Assist to implement and maintain the firm's Compliance program and policies.
• Prepare and deliver Compliance training to enhance awareness.
• Coordinate internal audits and regulatory inspections, including responses to inquiries.
• Implement Compliance controls and tools with technology teams to address gaps.
• Work with second-line risk partners to identify and manage regulatory risks.
• Provide regional updates to Global Compliance Program Managers.
• Assist in other APAC Compliance projects and initiatives.

Skills

Regulatory knowledge

Stakeholder collaboration

Financial data governance

Electronic trading

Regulatory reporting

English communication

Policy drafting

Analytical thinking

Independent multi-tasking

Presentation skills

Mandarin/Korean fluency

Job description

Bloomberg’s APAC Compliance team in Hong Kong provides regulatory guidance across our products and services, focusing on Data, Research, and Analytics (DR&A). You will coordinate with business stakeholders, drive regulatory compliance, and support electronic trading initiatives in North APAC.

We seek a seasoned adviser with deep financial markets knowledge who can collaborate across teams, draft policies, and lead risk assessment processes.