AML & KYC Compliance Assistant

DA International Financial Service Limited; Hong Kong; On-site; HKD 300,000 - 420,000; Full time

Benefits offered by this job

Competitive salary + performance bonus

Industry training & career development

Dynamic team culture & holidayBenefits

Job summary

DA International Financial Service Limited, a Hong Kong-based financial institution, seeks a compliance officer to assist in KYC reviews, onboarding, AML procedures, and regulatory liaison. The role involves investigations into suspicious transactions, monitoring regulatory changes, and supporting staff training.

The candidate should have a degree in law, finance, or related disciplines, with 1–2 years in securities compliance.

Qualifications

• Degree in Law/Finance/Economics or related discipline.
• 1–2 years working experience in compliance of securities and futures brokerage firms preferred.
• Fresh graduates also welcome.

Responsibilities

• Assist in handling KYC reviews, accounts onboarding and AML procedures.
• Assist in investigations into suspicious transactions.
• Assist in liaison with local regulators and monitor regulatory developments.
• Investigate and respond to compliance-related issues.
• Maintain CPT attendance records and provide internal compliance training.

Skills

Interpersonal communication

English & Chinese proficiency

Attention to detail

Self-motivated

Meticulous

Education

Bachelor or above in Law/Finance/Economics or related discipline

Tools

Office software

Job description

DA International Financial Service Limited, a Hong Kong-based financial institution, seeks a compliance officer to assist in KYC reviews, onboarding, AML procedures, and regulatory liaison. The role involves investigations into suspicious transactions, monitoring regulatory changes, and supporting staff training.

The candidate should have a degree in law, finance, or related disciplines, with 1–2 years in securities compliance.