AML & Compliance Associate – Fund Services Expert

CITIC Securities International Company Limited; Hong Kong; On-site; HKD 500,000 - 800,000; Full time

Job summary

CITIC Securities International Company Limited is seeking a Compliance & AML professional in Hong Kong to oversee capital activity processing and KYC/AML screening. You will work with business and compliance teams to implement robust AML controls and respond to investor queries.

The role requires 3–5 years in compliance, familiarity with World-Check, and strong English/Mandarin communication. A relevant accreditation is preferred, with opportunities to lead AML policy development.

Qualifications

• Bachelor’s degree or equivalent in Business Administration, Law or similar.
• Master’s degree is a plus.
• 3-5 years of working experience in compliance.
• Compliance accreditations (CAMS, ICA, CFE) are preferable.
• World-Check experience is a must.
• Strong knowledge of AML regulatory environment.
• Excellent verbal and written communication in Mandarin and English.
• Good interpersonal skills.

Responsibilities

• Process investor’s capital activity including subscription, redemption, switching, transfer, etc., and review supporting documents including KYC/AML checks.
• Involvement in client servicing and responding to client/investor queries.
• Lead in establishing, reviewing, implementing and maintaining AML policies, procedures, systems and controls.
• Bridge between business and compliance on AML case escalation and manage AML/CFT risks.
• Identify and implement new legal/regulatory developments within AML framework.
• Day-to-day compliance with policies, procedures, systems, and controls.
• Establish and maintain AML training program for the business team.
• Perform regular checks on customer due diligence for new and ongoing clients/investors.
• Keep pace with AML/CFT developments and update indicators of money laundering.
• Arrange and process payment settlements in line with timelines and regulations.
• Track and monitor token rights and entitlements for recordkeeping.
• Coordinate account opening procedures including document collection/review.
• Provide support to other operations teams as assigned.
• Undertake ad-hoc projects as assigned.

Skills

Experience in compliance

Strong communication (Mandarin &英语

Attention to detail

Interpersonal skills

MS Word/Excel/PowerPoint

Education

Bachelor’s degree or equivalent in Business Administration, Law or similar

Master’s degree is a plus

CAMS

ICA

CFE

World-Check experience

Tools

MS Office (Word, Excel, PowerPoint)

Job description

CITIC Securities International Company Limited is seeking a Compliance & AML professional in Hong Kong to oversee capital activity processing and KYC/AML screening. You will work with business and compliance teams to implement robust AML controls and respond to investor queries.

The role requires 3–5 years in compliance, familiarity with World-Check, and strong English/Mandarin communication. A relevant accreditation is preferred, with opportunities to lead AML policy development.