Wealth Restrictions & Risk Specialist

HSBC; Fareham; Hybrid; GBP 60,000 - 90,000; Full time

Benefits offered by this job

Private healthcare

Pension scheme

Enhanced parental leave

Job summary

HSBC is seeking an experienced Wealth Restrictions Analyst to help govern and monitor investment restrictions across Centre of Excellence models. You will code, test and maintain restrictions within Bloomberg AIM or comparable OMS and partner with Front Office, Operations, Risk and IT to drive robust controls in a global asset management setting.

The role emphasizes pre-trade and end-of-day monitoring, MI production for multiple stakeholders, and delivering best-practice libraries to uplift

Qualifications

• Significant hands-on experience in managing investment restrictions and translating rules.
• Solid risk management expertise.
• Strong analytical capability with advanced MS Office skills and data manipulation.
• Experience with Bloomberg or similar OMS is desirable.
• Fluency in French is desirable.
• Detail-oriented, able to manage multiple priorities and lead small projects.

Responsibilities

• Code, test and maintain wealth investment restrictions for HSBC Wealth Models on Bloomberg AIM (or comparable OMS).
• Perform pre-trade and end-of-day monitoring of restrictions, investigate exceptions and support timely resolution within agreed timescales.
• Produce and enhance management information (MI) to support Risk, Compliance, Investments, Product and Operations, and drive better straight-through processing (STP).
• Build and maintain a practical best-practice library for restrictions coding, testing and monitoring, supporting capability uplift across the function.
• Partner with global and local stakeholders (Front Office, Operations, Product, Risk, Compliance and IT) to define expectations, quality measures and process improvements.
• Support change-driven project work to implement and continuously improve wealth-focused restrictions governance, controls and operating processes.

Skills

Investment restrictions management

Risk management

Advanced MS Office

Data manipulation

Tools

Bloomberg AIM

Order Management System (OMS)

Job description

HSBC is seeking an experienced Wealth Restrictions Analyst to help govern and monitor investment restrictions across Centre of Excellence models. You will code, test and maintain restrictions within Bloomberg AIM or comparable OMS and partner with Front Office, Operations, Risk and IT to drive robust controls in a global asset management setting.

The role emphasizes pre-trade and end-of-day monitoring, MI production for multiple stakeholders, and delivering best-practice libraries to uplift