Wealth Compliance Strategy Lead

Broadgate; Greater London; On-site; GBP 50,000 - 70,000; Full time

Job summary

Broadgate is seeking a compliance specialist with a strong knowledge of the UK regulatory landscape, particularly AFM and COLL frameworks. Responsibilities include producing regulatory summary reports, managing team inboxes, and maintaining audit-ready documentation.

The ideal candidate will have hands-on experience with fund documentation and scheme changes, as well as a collaborative approach to support senior stakeholders effectively.

The role demands a proactive individual who communicates openly and takes ownership of tasks while maintaining composure under pressure.

Skills

Knowledge of UK regulatory landscape

Regulatory summary reporting

Compliance initiatives contribution

Team inbox management

Audit-ready documentation

Reviewing scheme changes documentation

Fund documentation oversight

Team collaboration

Proactive communication

Ability to work under pressure

Job description

Broadgate is seeking a compliance specialist with a strong knowledge of the UK regulatory landscape, particularly AFM and COLL frameworks. Responsibilities include producing regulatory summary reports, managing team inboxes, and maintaining audit-ready documentation.

The ideal candidate will have hands-on experience with fund documentation and scheme changes, as well as a collaborative approach to support senior stakeholders effectively.

The role demands a proactive individual who communicates openly and takes ownership of tasks while maintaining composure under pressure.