Regulatory Compliance Lead – Investments & Wealth

PensionsAge; Tottenham; On-site; GBP 60,000 - 90,000; Full time

Job summary

PensionsAge is seeking an experienced compliance professional to deliver regulatory support for investment and wealth management clients in the UK. You will manage multiple client projects, provide FCA guidance, and conduct audits with practical recommendations, while building trusted relationships with clients.

The role requires strong communication skills, the ability to handle multiple priorities with stakeholders, and a proactive, autonomous approach within a dynamic pensions-focused

Qualifications

• Experienced technical/compliance professional within investments, wealth management or pensions.
• Strong understanding of FCA regulation and conduct risk requirements.

Responsibilities

• Deliver regulatory compliance support to investment and wealth management clients.
• Manage multiple client projects and compliance reviews.
• Provide guidance on FCA regulations, governance, market abuse and financial promotions.
• Conduct audits and deliver practical recommendations.
• Build strong client relationships and act as a trusted adviser.
• Support, mentor and oversee junior team members.

Skills

Compliance expert

FCA regulations

Stakeholder management

Job description

PensionsAge is seeking an experienced compliance professional to deliver regulatory support for investment and wealth management clients in the UK. You will manage multiple client projects, provide FCA guidance, and conduct audits with practical recommendations, while building trusted relationships with clients.

The role requires strong communication skills, the ability to handle multiple priorities with stakeholders, and a proactive, autonomous approach within a dynamic pensions-focused