Wealth Management Compliance Assistant

Lgtwm; Greater London; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

LGT Wealth Management UK LLP, part of the LGT group, seeks an experienced Regulatory Compliance professional to monitor regulatory developments and advise on FCA rules across its London HQ and regional offices.

You will lead horizon scanning, prepare regulatory communications for Senior Management, and support initiatives to ensure ongoing compliance with regulatory and legislative requirements.

Qualifications

• Minimum 2 years in Wealth Management compliance.
• Strong knowledge of FCA rules, particularly CO BS (COBS).
• Excellent written and verbal communication skills.

Responsibilities

• Undertake regular horizon scanning to identify regulatory changes impacting LGT WM and the wealth management sector.
• Develop an understanding of the Firm’s proposition and assist in applying regulatory changes to the business.
• Assist in writing regulatory communications to stakeholders across the business, including Senior Management.
• Support the implementation of regulatory developments within the Compliance department and wider business.
• Develop and maintain ongoing management information for the Management Board.
• Undertake routine compliance monitoring and daily tasks, supporting projects to ensure regulatory and legislative compliance.

Skills

Wealth Management

Regulatory Compliance

FCA CO BS Knowledge

Regulatory Communications

Analytical Skills

Team Player

Tools

Corlytics

Microsoft Office

Job description

LGT Wealth Management UK LLP, part of the LGT group, seeks an experienced Regulatory Compliance professional to monitor regulatory developments and advise on FCA rules across its London HQ and regional offices.

You will lead horizon scanning, prepare regulatory communications for Senior Management, and support initiatives to ensure ongoing compliance with regulatory and legislative requirements.