Vice President, Compliance & Control - Regulatory Change - Pershing & Markets

BNY

Manchester

On-site

GBP 150,000 - 190,000

Full time

5 days ago

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Job summary

BNY is seeking a Vice President, Compliance & Control - Regulatory Change for Pershing & Markets to join the Manchester, UK team. You will lead horizon scanning and oversight of regulatory developments across Pershing and Markets EMEA, ensuring timely assessment and effective implementation.

The role requires strong FCA regulatory knowledge, governance experience, and the ability to collaborate with stakeholders across a global organisation to align with enterprise standards.

Qualifications

Experience in financial services compliance with FCA regulations relating to custody, client assets, clearing and settlement.
Strong ability to analyse UK regulatory developments, consultations, policy statements and reviews.
Experience collaborating across global teams in multiple jurisdictions.

Responsibilities

Lead horizon scanning and regulatory change oversight across Pershing and Markets EMEA, ensuring regulatory developments are identified, assessed, tracked and implemented effectively.
Maintain regulatory change governance frameworks, including publications logs, horizon scanning tools, procedures and supporting documentation.
Partner with business stakeholders to assess the impact of regulatory developments and support prioritisation, interpretation and implementation activities.
Act as a key liaison between Pershing/Markets EMEA and BNY’s EMEA Regulatory Change function, ensuring alignment with enterprise standards and governance requirements.
Provide practical compliance advice and risk-based challenge on regulatory change initiatives, projects and business activities.
Prepare management information, support regulatory reporting obligations and contribute to compliance communications, working groups and cross-functional initiatives.

Skills

Regulatory compliance

FCA regulations

Stakeholder communication

Regulatory change management

Risk assessment

Job description

Vice President, Compliance & Control - Regulatory Change - Pershing & Markets

About Us

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

Job Description

We’re seeking a future team member for the role of Vice President, Compliance Officer to join the Pershing and Markets Compliance team. This role is located in Manchester, UK.

In this role, you’ll make an impact in the following ways:

Lead horizon scanning and regulatory change oversight across Pershing and Markets EMEA, ensuring regulatory developments are identified, assessed, tracked and implemented effectively.
Maintain regulatory change governance frameworks, including publications logs, horizon scanning tools, procedures and supporting documentation.
Partner with business stakeholders to assess the impact of regulatory developments and support prioritisation, interpretation and implementation activities.
Act as a key liaison between Pershing/Markets EMEA and BNY’s EMEA Regulatory Change function, ensuring alignment with enterprise standards and governance requirements.
Provide practical compliance advice and risk-based challenge on regulatory change initiatives, projects and business activities.

Prepare management information, support regulatory reporting obligations and contribute to compliance communications, working groups and cross-functional initiatives.

To be successful in this role, we’re seeking the following:

Compliance experience within financial services, with strong knowledge of FCA regulations relating to custody, client assets, clearing and settlement activities.
Strong understanding of UK regulatory developments, including experience analysing consultation papers, policy statements and regulatory thematic reviews.
Working knowledge of key regulatory frameworks including COBS, SYSC, SMCR, DISP, MiFID, COLL, CASS and MAR, with Irish and Jersey regulatory knowledge desirable.
Proven ability to provide practical compliance advice, influence stakeholders and communicate effectively with a range of audiences.
Experience working within a global organisation and collaborating across business, compliance and regulatory functions in multiple jurisdictions.
Familiarity with compliance risk management frameworks, regulatory change programmes, compliance projects and emerging technologies, including AI.
America’s Most Innovative Companies, Fortune, 2025
World’s Most Admired Companies, Fortune 2025
“Most Just Companies”, Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Job Info