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Training and Competence Supervisor

JR United Kingdom

Warrington

On-site

GBP 40,000 - 60,000

Full time

Yesterday
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Job summary

A leading wealth management firm seeks a Training and Competency Supervisor in Warrington. This role is critical in overseeing adviser performance, ensuring compliance with regulatory standards, and fostering a culture of professional excellence within the advisory community.

Qualifications

  • Proven experience in a T&C related role.
  • Experience in coaching and supporting advisers.

Responsibilities

  • Supervise and support a portfolio of advisers.
  • Conduct observations, coaching and assessments.
  • Monitor KPIs and provide training as needed.

Skills

Coaching
Supervision
Regulatory Compliance
Performance Monitoring

Job description

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Training and Competence Supervisor, Warrington, Cheshire

Client: Clayton Davies

Location:

Job Category: Other

EU work permit required: Yes

Job Views:

4

Posted:

07.06.2025

Expiry Date:

22.07.2025

Job Description:

Training and Competency Supervisor

Location: South West

Our client, a leading wealth management firm dedicated to delivering tailored financial solutions and exceptional service, is looking for a T&C Supervisor to join their team and play a key role in upholding and enhancing the quality and capability of their adviser population.

The T&C Supervisor will support the development, supervision, and ongoing competence of financial advisers. You’ll ensure regulatory standards are met while fostering a culture of professional excellence. This role is central to maintaining the integrity and effectiveness of their advice model through proactive supervision and structured training.

Role & Responsibilities:

  • Supervise and support a portfolio of advisers in line with the firm’s T&C scheme and FCA requirements.
  • Conduct observations, one-to-one coaching, and formal assessments of advisers.
  • Monitor Key Performance Indicators (KPIs) and risk indicators to identify training needs or areas requiring development.
  • Lead induction training for new advisers and provide ongoing development support.
  • Collaborate with Compliance, Risk, and Learning & Development teams to ensure robust governance and continuous improvement of the T&C framework.
  • Provide regular MI reporting and contribute to internal audit and regulatory reviews.
  • Promote a culture of ethical advice and continuous learning across the adviser community.

Do you have the following to apply?

  • Proven experience in a T&C related role.

Due to the high volume of applications received, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.

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