Training and Competence Supervisor

JR United Kingdom; Derby; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading wealth management firm is seeking a Training and Competency Supervisor to ensure regulatory compliance and excellence among financial advisers. This critical role supports the development of advisers through training, supervision, and assessment, fostering a professional and compliant advisory culture.

Qualifications

• Proven experience in a T&C related role.

Responsibilities

• Supervise advisers following T&C scheme and FCA requirements.
• Conduct observations, coaching, and assessments.
• Lead induction training for new advisers.

Skills

Supervision

Coaching

Compliance

Training Development

Job description

Training and Competency Supervisor

Location: Derby, United Kingdom

Client: Clayton Davies

Job Category: Other

EU work permit required: Yes

Job Views: 4

Posted: 07.06.2025

Expiry Date: 22.07.2025

Job Description:

Our client, a leading wealth management firm dedicated to delivering tailored financial solutions and exceptional service, is looking for a Training and Competency Supervisor to join their team. The role involves supporting the development, supervision, and ongoing competence of financial advisers, ensuring regulatory standards are met and fostering professional excellence. This position is essential for maintaining the integrity of their advice model through proactive supervision and structured training.

Role & Responsibilities:

• Supervise and support advisers in line with the firm's T&C scheme and FCA requirements.
• Conduct observations, coaching, and assessments of advisers.
• Monitor KPIs and risk indicators to identify training needs.
• Lead induction training for new advisers and support ongoing development.
• Collaborate with Compliance, Risk, and Learning & Development teams.
• Provide MI reporting and support audits and regulatory reviews.
• Promote a culture of ethical advice and continuous learning.

Qualifications:

• Proven experience in a T&C related role.

Due to high application volume, not all applicants will be contacted. If you are not contacted within 7 working days, you have not been shortlisted.

Clayton Davies acts as an employment agency on behalf of the client.