Training and Competence Supervisor

JR United Kingdom; Chesterfield; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading wealth management firm is seeking a Training and Competency Supervisor to ensure the ongoing competence of financial advisers and meet regulatory standards. This vital role involves supervising advisers, conducting training, and promoting continuous improvement and ethical advice within the community.

Qualifications

• Proven experience in a T&C related role.

Responsibilities

• Supervise and support a portfolio of advisers.
• Conduct observations, coaching, and assessments of advisers.
• Lead induction training for new advisers.

Skills

Supervision

Coaching

Compliance

Training Development

Job description

Training and Competency Supervisor

Location: Chesterfield, United Kingdom

Client: Clayton Davies

Job Category: Other

EU work permit required: Yes

Job Views: 4

Posted: 07.06.2025

Expiry Date: 22.07.2025

Job Description:

Our client, a leading wealth management firm dedicated to delivering tailored financial solutions and exceptional service, is looking for a T&C Supervisor to join their team. The role involves supporting the development, supervision, and ongoing competence of financial advisers, ensuring regulatory standards are met and fostering professional excellence. This position is key to maintaining the integrity and effectiveness of their advice model through proactive supervision and structured training.

Role & Responsibilities:

• Supervise and support a portfolio of advisers in line with the firm’s T&C scheme and FCA requirements.
• Conduct observations, coaching, and assessments of advisers.
• Monitor KPIs and risk indicators to identify training needs.
• Lead induction training for new advisers and support ongoing development.
• Collaborate with Compliance, Risk, and Learning & Development teams to ensure governance and continuous improvement.
• Provide MI reporting and contribute to audits and reviews.
• Promote ethical advice and continuous learning within the adviser community.

Requirements:

• Proven experience in a T&C related role.