Trade Surveillance Associate Director

Butler Rose Ltd; Greater London; On-site; GBP 69,000 - 85,000; Full time

Benefits offered by this job

25 days holiday

Private medical insurance

10% pension contribution

Income protection

Life insurance

Wellbeing package

Job summary

Butler Rose is recruiting an Associate Director, Trade Surveillance in London to lead the development and enhancement of the trade surveillance framework across commodities, futures and derivatives trading activity. Reporting directly to the Compliance Director, you’ll shape the function at the outset of the business's growth.

You will investigate complex alerts, escalate issues, and partner with senior stakeholders to embed MAR controls.

Qualifications

• 7+ years of trade surveillance experience.
• Strong expertise in MAR and market abuse investigations.
• Knowledge of commodities, futures and derivatives markets.
• Exposure to LME and/or ICE products is advantageous.
• Nasdaq SMARTS experience is desirable.
• Strong stakeholder management and analytical skills.
• Degree educated.

Responsibilities

• Develop and enhance the trade surveillance framework across commodities, futures and derivatives trading activity.
• Investigate complex alerts, escalate potential issues and act as a compliance partner.
• Collaborate with senior stakeholders to embed MAR controls within the business.

Skills

7+ years’ relevant trade surveillance

MAR & market abuse investigations

commodities, futures & derivatives

LME/ICE exposure

Nasdaq SMARTS experience

stakeholder management & analytics

Degree educated

Education

Degree educated

Tools

Nasdaq SMARTS

Job description

Associate Director, Trade Surveillance

London | Up to £77,000 + Bonus + Benefits

A rare opportunity to join an established trading business at the outset of its Futures growth strategy. Reporting directly to the Compliance Director, you’ll take a leading role in developing and enhancing the trade surveillance framework across commodities, futures and derivatives trading activity.

The role requires a strong trade surveillance professional with deep knowledge of Market Abuse Regulation, capable of investigating complex alerts, escalating potential issues and acting as a key compliance partner to the business.

We’re looking for:

• 7+ years’ relevant trade surveillance experience
• Strong expertise in MAR and market abuse investigations
• Good knowledge of commodities, futures and derivatives markets
• Exposure to LME and/or ICE products highly beneficial
• Nasdaq SMARTS experience highly desirable
• Strong stakeholder management and analytical skills
• Degree educated

This is an exciting opportunity to join at an early stage, gain significant visibility and help shape the surveillance function as the business continues to grow.

Package: Up to £77,000, discretionary bonus, 25 days holiday, private medical insurance, 10% pension contribution, income protection, life insurance and a comprehensive wellbeing package.

Butler Rose is committed to equality in the workplace and is an equal opportunity employer.