Tech Standards & Governance Lead | Hybrid (1 WFH Day)

Arbuthnot Latham & Co., Ltd; Greater London; Hybrid; GBP 35,000 - 55,000; Full time

Benefits offered by this job

One day a week working from home

Competitive holiday allowance

Pension

Life Assurance

Discretionary Bonus

Flexible benefits package

Job summary

Arbuthnot Latham is seeking a proactive Training & Competence Support professional to assist in maintaining T&C records, coordinate initial training, and support FCA reporting. The role develops technical expertise while preparing updates across governance and learning resources.

You will liaise with Compliance, Marketing, and Advisory teams, contribute to MI reports, and help ensure good outcomes for clients as part of Wealth Management.

Qualifications

• Experience in Wealth Management or Financial Services.
• Awareness of the regulated Financial Planning environment, the High Net Worth (HNW) segment, and holistic Wealth Planning and Investment Management disciplines.
• Strong organisational and administrative skills.
• Ability to absorb and summarise technical information clearly.
• Good written and verbal communication skills.
• Proficient in Microsoft Office (Excel, Word, PowerPoint).

Responsibilities

• Assist in maintaining T&C records administration and MI reporting.
• Coordinate initial training programmes for new joiners, and delivery of technical assessments via Competent Advisor.
• Support the process for Statements of Professional Standing (SPS) applications and FCA reporting.
• Help design and deliver learning resources via platforms such as Skillserve.
• Assist in updating and maintaining advice standards, templates, and policy documents.
• Support monitoring of adherence to governance processes across advisory teams.
• Manage and support the T&C collateral and document control process.
• Track legislative changes, FCA updates, and market trends to inform collateral.
• Prepare briefing notes for internal forums and technical learning sessions.
• Act as first point of contact for routine technical queries before escalation.
• Support communication between T&C, Compliance, Marketing, and Advisory teams.

Skills

Wealth management

Regulated financial planning

Organisational skills

Technical summarisation

Communication skills

MS Office

Education

Level 4 Diploma in Financial Planning

Level 6 progression / Chartered status

Tools

Microsoft Office

Job description

Arbuthnot Latham is seeking a proactive Training & Competence Support professional to assist in maintaining T&C records, coordinate initial training, and support FCA reporting. The role develops technical expertise while preparing updates across governance and learning resources.

You will liaise with Compliance, Marketing, and Advisory teams, contribute to MI reports, and help ensure good outcomes for clients as part of Wealth Management.