Strategic Compliance Director – Financial Services

Lime People Search & Select Ltd; Leeds; On-site; GBP 50,000 - 80,000; Full time

Benefits offered by this job

Excellent benefits package

Job summary

A leading investment management firm in the United Kingdom is seeking an experienced Compliance professional. This role involves providing regulatory and technical advice, managing regulatory risks, and ensuring compliance with financial regulations. The ideal candidate will possess a relevant compliance qualification, extensive experience in Financial Services compliance, and a strong track record in maintaining relationships with regulators. An excellent benefits package is offered, details available upon application.

Qualifications

• Degree calibre in a relevant field.
• Senior level experience in Financial Services compliance.
• Experience managing relationships with the FCA.

Responsibilities

• Understand compliance risks and align responsibilities.
• Define and implement regulatory requirements.
• Manage compliance horizon scanning.

Skills

Financial Services compliance

Regulatory requirements implementation

Risk management

Client relationship management

Analytical skills

Communication skills

Education

Relevant professional compliance/regulatory qualification

Level 6 Chartered Qualification or Level 4 Diploma in Financial Planning

Job description

A leading investment management firm in the United Kingdom is seeking an experienced Compliance professional. This role involves providing regulatory and technical advice, managing regulatory risks, and ensuring compliance with financial regulations. The ideal candidate will possess a relevant compliance qualification, extensive experience in Financial Services compliance, and a strong track record in maintaining relationships with regulators. An excellent benefits package is offered, details available upon application.