Specialist – Compliance Financial Trading

Anglo American plc; London; On-site; GBP 50,000 - 90,000; Full time

Job summary

This innovative firm is seeking a Specialist in Compliance Financial Trading to enhance its marketing compliance program. In this role, you will support the management of compliance risks within financial trading, ensuring adherence to regulations while fostering a robust compliance culture. With a focus on continuous learning and growth, this position offers a dynamic environment where you can thrive and make a significant impact. Join a forward-thinking company that values integrity, safety, and diversity, and be part of a team dedicated to shaping the future of sustainable mining.

Benefits

Competitive salary

Learning and growth opportunities

Leadership programs

Rigorous safety standards

Inclusive workplace

Qualifications

• 5+ years in compliance with a focus on financial trading.
• Experience in risk management and trade surveillance.
• Knowledge of UK/EU regulations and financial crime.

Responsibilities

• Implement compliance programs and risk assessments.
• Provide advisory services to trading teams.
• Monitor regulatory changes and update compliance frameworks.

Skills

Compliance Management

Risk Assessment

Financial Trading Regulations

Trade Surveillance

Anti-Money Laundering (AML)

Client Relationship Management

Education

University degree in Law

University degree in Accounting

University degree in Economics

Tools

Trader Surveillance Tools

Job description

Specialist – Compliance Financial Trading

We’re re-imagining mining to improve people’s lives. That includes the lives of everyone who works for Anglo American. We strive to be a great company where employees are happy and inspired to do their best work. A place where every colleague can grow, develop and realise their potential. To live up to our Always with Purpose employee value proposition, we’re putting the development and growth of colleagues first by ensuring everyone at Anglo American has the career experience they deserve.

Job Description :

Purpose:

The Specialist - Compliance Financial Trading is responsible for supporting the management of compliance risks and opportunities associated with Anglo American’s marketing business, with a particular focus on supporting the exchange and OTC financial trading activity undertaken by Anglo American Marketing.

Responsibilities include:

Performance & Delivery

• Implement Anglo American’s Marketing compliance programme, including risk assessment, policy drafting, training and awareness and monitoring and assist with the Group Risk Assessment process.
• Provide compliance advisory service to Front, Middle and Back Office teams in relation to regulations relevant to a trading business including anti-bribery and corruption, AML/CTF, sanctions, anti-trust and with a particular focus on financial trading regulation including Market Abuse, UK MIFID, RAO, UK EMIR and exchange rules compliance (both within and outside of the UK).
• Support the KYC process as required by promptly and effectively responding to escalations.
• Implement monitoring and reporting processes using trader surveillance tools, to enable the prevention and detection of Market Abuse, and the detection and reporting of suspicious orders or transactions, amongst other risks.
• Manage client relationships to deliver high quality/timely advice. Where required, participate in briefings of management and other stakeholders.
• Support to build robust compliance culture in the office.
• Monitor the external regulatory environment for changes that impact Marketing, and update the compliance framework and/or devise implementation plans for Marketing.
• Assist Group Policy Owners to tailor training materials for Marketing, ensuring training is provided in accordance with the risk profile of the team. Deliver training to relevant stakeholders as required by Group or Marketing compliance programmes.
• Provision of weekly/monthly/ quarterly reporting on surveillance, training completion, GEH/ COI submissions and other Compliance issues/declarations, including trend analysis and horizon scanning to proactively identify emerging risks.
• Other support to the compliance and risk teams as required to provide effective operational compliance oversight and monitoring.

Qualifications :

• University degree in relevant field, such as Law, Accounting or Economics

Knowledge:

• 5 years min experience in compliance, with a proven track record of supporting financial trading activity
• Experience of compliance/ risk management in a trading environment
• Substantial experience in Trade Surveillance
• Knowledge of laws and effective risk mitigation in areas including financial crime, sanctions, and anti-trust.
• Experience of working with detailed legal/ policy documentation relating to UK/ EU/ International Regulations
• Experience within a complex organisation across different countries and jurisdictions, cultures, interfacing with internal and external stakeholders.

Additional information :

Who We Are
We aim to lead the industry by pursuing ever safer ways of working, demonstrating integrity and showing care and respect for people and the planet. That means we are constantly seeking new opportunities to mine and process our products sustainably, using less water, less energy and more precise extraction technologies.Our extraordinary teams work safely and collaboratively, with the utmost consideration for local communities, our customers and the world at large.

What We Offer
When you join Anglo American, you can expect to enjoy a competitive salary and benefits package. But more than this, you’ll find yourself in an environment where the opportunities for learning and growth are second to none. From technical training to leadership programmes, we bring out the best in our people. There are plenty of opportunities to move onwards and upwards too. We’re a large, successful multinational company – and we’re still growing all the time.

How We Are Committed To Your Safety
Nothing is more important to us than ensuring you return home safely after a day’s work. To make that happen, we have the most rigorous safety standards in the industry. Not only that, we’re also continually investing in new technologies that are helping to make mining safer.

Inclusion and Diversity
We are committed to promoting an inclusive and diverse workplace where we value and respect every colleague for who they are. We provide equality of opportunity to enable everyone to fulfil their potential.