Senior Risk & Compliance Lead

AJ FOX COMPLIANCE; Leeds; On-site; GBP 60,000 - 90,000; Full time

Job summary

AJ FOX COMPLIANCE seeks a Senior Risk Analyst for a leading UK law firm in Leeds. The role is hands-on, supervising the Risk team and handling compliance queries while supporting regulatory compliance across offices.

You will bring substantial experience with SRA requirements, AML and GDPR, plus excellent communication, organisation and training abilities to promote a strong compliance culture and maintain information security management systems.

Qualifications

• Experience with SRA requirements, AML regulations and GDPR.
• Strong communication and organisational skills.
• Ability to manage competing priorities and support junior colleagues.

Responsibilities

• Supervising and organising the Risk team, ensuring queries are handled efficiently and records are maintained accurately.
• Providing guidance on complex compliance matters, including conflicts, anti-money laundering, client due diligence, professional conduct, SRA compliance and data protection.
• Managing key processes such as information barriers, bogus client checks, personal email declarations, data subject access requests and declarations of personal interests.
• Interpreting regulations and policies to make informed, risk-based decisions, escalating complex issues where appropriate.
• Monitoring regulatory developments and supporting updates to internal policies, procedures and firm-wide communications.
• Building strong relationships across the firm to promote a positive compliance culture and effective risk management.
• Delivering training to new joiners and colleagues, while monitoring outstanding training requirements.
• Supporting quality and information security management systems, including policy reviews, audits and external audit preparation.
• Preparing compliance reports and committee papers, attending relevant meetings and presenting key issues.
• Contributing to wider compliance projects and supporting the annual insurance renewal process.

Job description

AJ FOX COMPLIANCE seeks a Senior Risk Analyst for a leading UK law firm in Leeds. The role is hands-on, supervising the Risk team and handling compliance queries while supporting regulatory compliance across offices.

You will bring substantial experience with SRA requirements, AML and GDPR, plus excellent communication, organisation and training abilities to promote a strong compliance culture and maintain information security management systems.