Senior Regulatory Reporting & Trade Surveillance Analyst

BGC Group; Greater London; On-site; GBP 75,000 - 100,000; Full time

Job summary

A leading financial services firm is seeking a seasoned Senior Business Analyst specializing in U.S. regulatory reporting and trade surveillance. In this role, you will manage business analysis efforts for compliance initiatives, liaise between various teams, and ensure operational efficiency. The ideal candidate will possess over 7 years of experience in financial services, proficiency in regulatory frameworks, and strong communication skills. This position presents an opportunity to play a pivotal role in enhancing regulatory compliance and efficiency.

Qualifications

• 7+ years as a Business Analyst in financial services.
• Proven experience with U.S. regulatory regimes (CFTC, TRACE, CAT).
• Knowledge of trade lifecycle events across asset classes.

Responsibilities

• Act as primary liaison for regulatory reporting initiatives.
• Gather and document business requirements.
• Translate regulatory requirements into specifications.

Skills

U.S. regulatory reporting expertise

Trade surveillance experience

Data analysis (SQL, Excel)

Excellent communication skills

Problem-solving and critical thinking

Education

Bachelor's degree in Finance, Business, or related field

Tools

JIRA

Confluence

Surveillance tools (e.g., SCILA, SMARTS)

Job description

A leading financial services firm is seeking a seasoned Senior Business Analyst specializing in U.S. regulatory reporting and trade surveillance. In this role, you will manage business analysis efforts for compliance initiatives, liaise between various teams, and ensure operational efficiency. The ideal candidate will possess over 7 years of experience in financial services, proficiency in regulatory frameworks, and strong communication skills. This position presents an opportunity to play a pivotal role in enhancing regulatory compliance and efficiency.