Senior Onboarding & AML Lifecycle Lead - Private Wealth

Compliance Professionals; Greater London; Presencial; GBP 90.000 - 130.000; Jornada completa

Descripción de la vacante

Compliance Professionals in London seeks an experienced AML / KYC professional to lead client onboarding and ongoing reviews within a Wealth Management framework. You will collaborate with Front Office and COLM teams to enforce policy, perform KYC/AML risk assessments, and support regulatory audits.

The role covers private banking onboarding, transaction monitoring, and AML exit processes, with responsibilities ranging from training staff to escalating issues to governance committees and

Formación

• Minimum 8 years of experience in AML and client review in Private Wealth industry.
• Knowledgeable and sensitive to risks and suspicious activities typical of Private Wealth clients.
• Experienced in investigating suspicious transactions.
• Experienced in handling operational incidents and operationalization of policies.
• University degree in Accountancy, Finance, Business Administration or equivalent, or higher education.
• Strong understanding of AML/CFT framework and regulations in client onboarding, client reviews and transaction monitoring.
• Collect and perform data analysis across various risk metrics.

Responsabilidades

• Collaborate with Front Office to drive completion on remediation and review exercises from Bank wide COLM Project.
• Provide support to COLM Managers and COO and Business Managers in Compliance-related projects and working groups.
• Review and monitor SLA for COLM; assist in tracking issues and actions escalated by Front Office or management.
• Conduct internal training for staff in front office.
• Lead projects or process improvements assigned by management.
• Consolidate review findings and Group management reports to Senior Management.
• Lead, manage and guide Private Banking clients’ account opening KYC profile in accordance with policy and regulatory expectations.
• Ensure thorough, timely and quality review of new client onboarding requests including account approval.
• Advise front office on onboarding matters including deficiencies in KYC information and documentation.

Conocimientos

AML experience

KYC onboarding

Transaction monitoring

Data analysis

Private wealth

Educación

Bachelor or higher in Accountancy, Finance, Business Administration or equivalent

Descripción del empleo

Compliance Professionals in London seeks an experienced AML / KYC professional to lead client onboarding and ongoing reviews within a Wealth Management framework. You will collaborate with Front Office and COLM teams to enforce policy, perform KYC/AML risk assessments, and support regulatory audits.

The role covers private banking onboarding, transaction monitoring, and AML exit processes, with responsibilities ranging from training staff to escalating issues to governance committees and