AML & Financial Crime Analyst – Private Wealth

Compliance Professionals; Greater London; On-site; GBP 45,000 - 65,000; Full time

Job summary

Compliance Professionals in Greater London is seeking an AML/Compliance Assistant to support the firm's financial crime framework within a wealth management context.

You will provide subject matter expertise on AML escalations, assist with onboarding, monitoring, and regulatory reporting, and help maintain AML policies and risk registers while supporting the DMLRO and broader compliance team.

Qualifications

• Experience in AML or related role within a wealth management firm.
• Understanding of the UK regulatory environment and practical application in a relevant role.

Responsibilities

• Provide AML subject matter expertise for onboarding cases and escalations.
• Assist in AML enhancement deliverables and embedding of periodic review frameworks.
• Provide guidance on queries related to clients with overseas connections.
• Assist with AML periodic reviews for high-risk clients.
• Assist with daily cash monitoring and Source of Funds/Source of Wealth checks.
• Review and escalate AML trigger events to the DMLRO.
• Review, discount and escalate daily client ongoing screening flags.
• Assist in AML escalations on an advisory basis and with onboarding reviews.
• Assist in data collation for regulator disclosures and MI.
• Assist with AML risk registers and disclosure logs maintenance.
• Assist with AML risk appetite framework development and assessments.
• Develop and embed AML policies to align with regulatory expectations.
• Support market abuse functions including LiquidMetrix surveillance.

Skills

AML experience

Wealth management

Regulatory knowledge

Job description

Compliance Professionals in Greater London is seeking an AML/Compliance Assistant to support the firm's financial crime framework within a wealth management context.

You will provide subject matter expertise on AML escalations, assist with onboarding, monitoring, and regulatory reporting, and help maintain AML policies and risk registers while supporting the DMLRO and broader compliance team.