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Senior Compliance Officer - Regulatory Projects - Leading Hedge Fund

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London

On-site

GBP 60,000 - 100,000

Full time

Yesterday
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Job summary

An established industry player is on the lookout for a Senior Compliance Officer to spearhead regulatory projects within their compliance function. This role offers a unique opportunity to work closely with senior leadership, gaining exposure to various compliance and operational processes. The ideal candidate will lead all regulatory initiatives, manage upcoming regulatory matters, and provide bespoke advice on compliance issues. Join a dynamic team committed to excellence in the financial services sector and make a significant impact on the organization's compliance landscape.

Qualifications

  • Experience in regulatory compliance and project management.
  • Strong understanding of SMCR and advisory compliance matters.

Responsibilities

  • Lead regulatory processes and ensure project completion.
  • Manage the regulatory horizon and conduct necessary analyses.

Skills

Regulatory Compliance
Project Management
SMCR Programme Management
Advisory Skills

Education

Degree in Finance or Law
Professional Compliance Qualification

Job description

Job Description

Our client is a leading Global Hedge Fund seeking a Senior Compliance Officer to serve as a regulatory project lead, overseeing and completing all regulatory projects within the compliance function.

You will gain broad exposure across Compliance, Regulatory, and Operational processes, working closely with the CCO.

Key Responsibilities:

  1. Lead all regulatory processes, ensuring the successful completion of all regulatory-related projects by the team.
  2. Manage the regulatory horizon for upcoming matters impacting the business, including conducting analysis and assisting with implementation.
  3. Take responsibility as the SMCR programme lead.
  4. Act as a point of contact and lead for the business on non-trading advisory Compliance matters.
  5. Handle ad hoc regulatory projects and provide bespoke regulatory advice as needed.

Due to high application volumes, if you do not hear back, your application was not successful. If your profile matches other opportunities, our consultants will contact you.

About Simmons & Hanbury

Simmons & Hanbury is a specialist executive search firm that sources top talent and future leaders for our clients. We offer an integrated international service from our headquarters in the City of London, supporting prestigious organizations worldwide across financial services, commerce, industry, and professional services. Our services include executive search, market intelligence in Legal, Compliance, and Corporate Governance, and legal consultancy through Hanbury Partners, including secondments and sourcing specialized lawyers for bespoke projects.

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