Senior Compliance Officer, Alternatives/Private Markets, London

eFinancialCareers; London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A boutique investment management firm in London is seeking a Senior Compliance Officer to join their compliance team. The role involves developing compliance documentation, ensuring regulatory adherence, and collaborating with business teams to achieve goals while maintaining standards.

Qualifications

• Extensive experience in compliance within investment management.
• Strong knowledge of UK (FCA) and Luxembourg (CSSF) regulatory requirements.

Responsibilities

• Develop and maintain compliance documentation and procedures.
• Ensure regulatory adherence across various markets.

Skills

Relationship Management

Job description

Senior Compliance Officer, Alternatives/Private Markets, London

Our client, a boutique investment management firm specializing in hedge fund and private markets products, is seeking a Senior Compliance Officer to join their compliance team in London. The successful candidate will report to the Head of Compliance.

Responsibilities:

• Develop and maintain compliance documentation and procedures.
• Ensure regulatory adherence across various markets for product development and management.
• Collaborate with business teams to achieve commercial goals while maintaining regulatory standards.

Requirements:

• Extensive experience in compliance within investment management, including alternative investments, liquid alternatives, hedge funds, and private markets.
• Strong knowledge of UK (FCA) and Luxembourg (CSSF) regulatory requirements, including UCITS and AIF regulations.
• Excellent relationship management skills.