Senior Compliance Officer

JMC Legal Recruitment; Bristol; On-site; GBP 45,000 - 70,000; Full time

Job summary

A growing firm is seeking an experienced Senior Compliance Officer to join their Risk and Compliance function. This key role involves ensuring compliance with regulations, conducting monitoring reviews, and shaping best practices within the organization. Ideal candidates will have significant experience in compliance, a strong interest in risk management, and the ability to thrive in a collaborative environment.

Benefits

Competitive Salary DOE

25 Days Holiday

Private Health, Life Cover, Income Protection

Qualifications

• At least 6 years of experience in a compliance role.
• Experience within FCA regulated financial services.
• Strong foundation in monitoring and/or audit.

Responsibilities

• Conduct compliance monitoring reviews and advise on regulatory obligations.
• Develop and improve compliance monitoring procedures.
• Assist with policy enhancement and regulatory compliance matters.

Skills

Compliance Monitoring

Advisory Skills

Risk Management

Multi-Priority Management

Job description

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Are you an experienced Senior Compliance Officer looking for a leadership role in a dynamic, growing organisation? This firm are seeking a talented and experienced Senior Compliance Officer to join their evolving Risk and Compliance function

The Business

Established in 2020, this firm acts as trustee for over 5,000 trusts, managing nearly £2 billion in assets. With a leadership team boasting over a century of combined trust experience, they are proud to operate as a truly independent trust company. Their culture is built on mutual respect, collaboration, and excellence-where each team member plays a vital role in their shared success.

The Role

This is a key role, central to ensuring continued compliance with regulatory requirements and adherence to internal standards. You'll be conducting compliance monitoring reviews, advising on regulatory obligations, and playing a vital role in developing their Annual Compliance Monitoring Plan. This is an exciting opportunity to make a real impact in a dynamic and supportive environment.

You will contribute to the development and improvement of monitoring procedures and support the wider Compliance function through horizon scanning, policy enhancement, and advisory responsibilities. Your work will help shape a culture of integrity and best practice across the business. You'll also assist in regulatory compliance matters, new business sign-offs, CDD reviews, and the ongoing review of their high-risk jurisdiction list.

This role reports directly to the Head of Risk & Compliance. If you thrive in a collaborative team, have a genuine interest in risk and regulatory matters, and want to grow your career in an organisation that values integrity, transparency, and professional development, this could be the role for you.

Requirements

• At least 6 years of experience in a compliance role
• Foundation in monitoring and/or audit within FCA regulated or similar financial services environments
• The ability to manage multiple priorities effectively.

What's On Offer

• Competitive Salary DOE
• 25 Days Hol
• Priv Health, life cover, income protection and much more

If you are seeking a rewarding, stimulating role within a growing business, please do not hesitate to reach out.