Senior Compliance Manager (SIPP and SSAS)

STJ Consultancy Solutions; Salisbury; Hybrid; GBP 50,000 - 75,000; Full time

Job summary

A leading consultancy firm is seeking a Senior Compliance Manager for a full-time hybrid position in Salisbury or Newport. The role involves managing compliance for a mid-sized SIPP and SSAS firm, developing policies, conducting audits, and liaising with management. Candidates should possess extensive knowledge of SIPP and SSAS regulations, along with relevant educational qualifications in finance or law.

Qualifications

• Extensive knowledge of SIPP and SSAS regulations required.
• Experience in developing and implementing compliance policies.
• Experience in the financial services industry is a must.

Responsibilities

• Manage day-to-day compliance for a mid-sized SIPP and SSAS firm.
• Develop and maintain compliance policies and procedures.
• Conduct regular audits and ensure regulatory requirements are met.

Skills

Knowledge of SIPP regulations

Knowledge of SSAS regulations

Auditing skills

Advisory skills

Communication skills

Project management

Ability to work independently

Education

Bachelor's degree in Law

Bachelor's degree in Finance

Bachelor's degree in Business Administration

Job description

Senior Compliance Manager (SIPP and SSAS)

Senior Compliance Manager (SIPP and SSAS)

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I provide Compliance, Risk & Financial Crime Consultancy and Recruitment services to financial services clients | Executive and Senior Management…

Company Description

STJ Consultancy Solutions offers a fresh approach to Consulting and Recruitment services by providing experts who have a deep understanding of their respective fields and the challenges faced by clients. Our tailored services help businesses across a variety of disciplines, including Wealth Management, Independent Financial Advisory, Life & Pensions, Asset Management, Insurance, Fintech, and Payment Services. Operating across global jurisdictions such as the UK and UAE, we assist businesses and executives with authorisation, regulatory navigation, and ensuring the right people are in the right roles.

Role Description

This specific role is a full-time hybrid role for a Senior Compliance Manager (SIPP and SSAS), to assist our client on a long term (open ended), retained basis, located in either Salisbury or Newport with plenty of work-from-home flexibility. The Senior Compliance Manager will be responsible for managing the day to day compliance for a mid sized SIPP and SSAS firm, developing and maintaining compliance policies, conducting regular audits, ensuring regulatory requirements are met, and compliance advisory. This role will also involve liaising with senior management, managing compliance projects, and offering guidance on best practices in compliance management.

Qualifications/ Skills

• Extensive knowledge of SIPP and SSAS regulations and compliance requirements is a must.
• Experience in developing and implementing compliance policies and procedures
• Strong auditing skills and ability to conduct detailed compliance audits
• Excellent advisory and communication skills for interacting with clients and regulatory bodies
• Project management skills to oversee and manage compliance projects
• Ability to work independently and within a hybrid working environment
• Bachelor's degree in Law, Finance, Business Administration, or related field; relevant certifications are a plus
• Experience in the financial services industry, particularly in Wealth Management, Life & Pensions, or Asset Management, is a must.
• Experience in a ‘Private Client’ service woukd be advantageous.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

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