Senior Compliance Consultant: Regulatory Hosting & Client Oversight

Austin Andrew; Greater London; On-site; GBP 85,000 - 120,000; Full time

Job summary

Austin Andrew, London-based compliance consultancy, is seeking a senior compliance expert for its Regulatory Hosting team. The role focuses on client-facing duties and oversight of a portfolio of Appointed Representatives.

You will provide regulatory guidance, monitor compliance, assess financial promotions, and lead change programs, combining technical expertise with relationship management across asset managers.

Qualifications

• Strong client-facing experience in financial services compliance.
• Extensive asset management compliance experience essential.
• Knowledge of regulatory hosting highly desired.

Responsibilities

• Manage a portfolio of Appointed Representatives and monitor compliance.
• Provide regulatory advice and oversee financial promotions.
• Lead regulatory change initiatives and ongoing oversight for clients.

Skills

Client-facing

Regulatory hosting

Regulatory compliance

Job description

Austin Andrew, London-based compliance consultancy, is seeking a senior compliance expert for its Regulatory Hosting team. The role focuses on client-facing duties and oversight of a portfolio of Appointed Representatives.

You will provide regulatory guidance, monitor compliance, assess financial promotions, and lead change programs, combining technical expertise with relationship management across asset managers.